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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
401 SEADRILL LIMITED 35,608 1,252 0.04%
402 SPIRIT RLTY CAP INC NEW 113,806 1,250 0.04%
403 ISHARES TR 14,773 1,248 0.04%
404 PNC FINL SVCS GROUP INC 14,346 1,248 0.04%
405 NIKE INC 16,814 1,242 0.04%
406 SPDR SER TR 25,571 1,237 0.04%
407 ADVENT CLAY CONV SEC INCORPORATED FD II 163,636 1,237 0.04%
408 FIRST TR EXCHANGE TRADED FD 24,194 1,232 0.04%
409 SPDR DOW JONES REIT ETF 15,748 1,229 0.04%
410 URBAN OUTFITTERS INC COM 33,489 1,221 0.04%
411 VANGUARD WORLD FD 13,346 1,208 0.04%
412 AMERICAN INTL GROUP INC 24,087 1,205 0.04%
413 CUMMINS INC 8,053 1,200 0.03%
414 LORILLARD 22,160 1,198 0.03%
415 TESLA INC 5,710 1,190 0.03%
416 BIOGEN INC 3,465 1,180 0.03%
417 WEIGHT WATCHERS INTL INC NEW 57,256 1,176 0.03%
418 DISNEY WALT CO 14,379 1,162 0.03%
419 CARTER INC 14,950 1,161 0.03%
420 PARTNERRE LTD 11,220 1,161 0.03%
421 FIRST TR EXCHANGE-TRADED FD 15,069 1,156 0.03%
422 VANGUARD INTL EQUITY INDEX F 10,784 1,152 0.03%
423 MACQUARIE FIRST TR GLOBAL 67,097 1,150 0.03%
424 TELKA HEALTHCARE ETF 42,148 1,147 0.03%
425 ISHARES TR 15,973 1,141 0.03%
426 KINDER MORGAN INC DEL 34,953 1,136 0.03%
427 ISHARES TR 16,756 1,134 0.03%
428 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 21,238 1,124 0.03%
429 FIRST REP BK SAN FRANCISCO C 20,793 1,123 0.03%
430 PIMCO ETF TR 11,056 1,121 0.03%
431 WISDOMTREE TR 12,617 1,121 0.03%
432 HERSHEY CO 10,588 1,120 0.03%
433 POWERSHARES ETF TRUST 41,959 1,119 0.03%
434 BAIDU INC 7,348 1,119 0.03%
435 ISHARES 43,007 1,113 0.03%
436 NUCOR CORP 21,984 1,111 0.03%
437 CareFusion 27,522 1,107 0.03%
438 REGENERON PHARMACEUTICALS 3,687 1,107 0.03%
439 NUVEEN S&P 500 BUY-WRITE INC 87,480 1,106 0.03%
440 FIRST TR LRGE CP CORE ALPHA 26,010 1,096 0.03%
441 ISHARES TR 10,209 1,093 0.03%
442 SHERWIN WILLIAMS CO 5,536 1,091 0.03%
443 VANGUARD INDEX FDS 11,759 1,089 0.03%
444 ISHARES TR 9,255 1,088 0.03%
445 ENERGY TRANSFER L P 23,207 1,085 0.03%
446 SPDR INDEX SHS FDS 31,873 1,080 0.03%
447 POWERSHARES ETF TRUST 88,615 1,077 0.03%
448 ROYAL BK CDA MONTREAL QUE 16,302 1,076 0.03%
449 RYDEX ETF TRUST 20,902 1,074 0.03%
450 ARMOUR RESIDENTIAL REIT 260,241 1,072 0.03%
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