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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 86 Institutional holders with a total value of $656,957,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,244,111 172,101,000 26.20%
2 WELLS FARGO & COMPANY/MN 1,617,445 124,041,000 18.88%
3 GOLDMAN SACHS GROUP INC 767,083 58,828,000 8.95%
4 BANK OF AMERICA CORP /DE/ 604,254 46,340,000 7.05%
5 UBS AG 578,282 44,348,000 6.75%
6 RAYMOND JAMES & ASSOCIATES 304,071 23,319,000 3.55%
7 FIRST TRUST ADVISORS LP 285,143 21,868,000 3.33%
8 LPL Financial LLC 247,104 18,950,000 2.88%
9 ROYAL BANK OF CANADA 146,383 11,227,000 1.71%
10 BB&T SECURITIES, LLC 12,843 9,849,000 1.50%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 95,900 7,355,000 1.12% Put
12 Valentine Capital Asset Management, Inc. 86,195 6,610,000 1.01%
13 CHURCHILL MANAGEMENT Corp 78,537 6,023,000 0.92%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,255 6,002,000 0.91%
15 McKinley Carter Wealth Services, Inc. 76,665 5,879,000 0.89%
16 JPMORGAN CHASE & CO 69,182 5,306,000 0.81%
17 STIFEL FINANCIAL CORP 65,996 5,061,000 0.77%
18 CREDIT SUISSE AG/ 65,245 5,004,000 0.76%
19 AMERIPRISE FINANCIAL INC 64,510 4,948,000 0.75%
20 Hartford Financial Management Inc. 60,363 4,629,000 0.70%
21 Virtu Financial LLC 51,973 3,986,000 0.61%
22 HL FINANCIAL SERVICES LLC 49,133 3,768,000 0.57%
23 IMA Advisory Services, Inc. 44,670 3,426,000 0.52%
24 Janney Montgomery Scott LLC 43,992 3,373,746 0.51%
25 STEPHENS INC /AR/ 40,236 3,086,000 0.47%
26 Raymond James Financial Services Advisors, Inc. 34,354 2,635,000 0.40%
27 AMERICAN INTERNATIONAL GROUP, INC. 33,196 2,545,801 0.39%
28 Robert W. Baird & Co. Inc 30,355 2,328,000 0.35%
29 Ancora Advisors LLC 28,309 2,171,000 0.33%
30 SUNTRUST BANKS INC 25,941 1,989,000 0.30%
31 NewSquare Capital LLC 25,480 1,954,000 0.30%
32 WESPAC Advisors, LLC 24,559 1,883,000 0.29%
33 IFC Holdings Incorporated/FL 25,075 1,864,000 0.28%
34 MSI Financial Services Inc 24,108 1,849,000 0.28%
35 BECK CAPITAL MANAGEMENT, LLC 21,774 1,712,000 0.26%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,400 1,641,000 0.25% Call
37 BENJAMIN F. EDWARDS & COMPANY, INC. 20,885 1,602,000 0.24%
38 First Heartland Consultants, Inc. 20,061 1,538,000 0.23%
39 First Allied Advisory Services, Inc. 19,410 1,498,000 0.23%
40 DEUTSCHE BANK AG\ 18,738 1,437,000 0.22%
41 STERNE AGEE GROUP, INC. 17,153 1,315,000 0.20%
42 Commonwealth Equity Services, Inc 16,778 1,287,000 0.20%
43 SG Americas Securities, LLC 16,227 1,244,000 0.19%
44 Cambridge Investment Research Advisors, Inc. 15,532 1,191,000 0.18%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,069 1,156,000 0.18%
46 B. Riley Wealth Advisors, Inc. 14,779 1,133,000 0.17%
47 D.A. DAVIDSON & CO. 14,596 1,119,000 0.17%
48 BANK OF AMERICA CORP /DE/ 14,300 1,097,000 0.17% Call
49 Placemark Investments, Inc. 13,430 1,032,000 0.16%
50 VSR Financial Services, Inc. 13,229 1,014,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.