| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 5,140,780 | 38,864,000 | 60.51% | ||
| 2 | JPMORGAN CHASE & CO | 746,634 | 5,645,000 | 8.79% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 613,981 | 4,642,000 | 7.23% | ||
| 4 | UBS AG | 372,768 | 2,818,000 | 4.39% | ||
| 5 | AQR CAPITAL MANAGEMENT LLC | 356,698 | 2,697,000 | 4.20% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 163,636 | 1,237,000 | 1.93% | ||
| 7 | MORGAN STANLEY | 140,915 | 1,065,000 | 1.66% | ||
| 8 | Invesco Ltd. | 139,766 | 1,057,000 | 1.65% | ||
| 9 | LPL Financial LLC | 124,678 | 943,000 | 1.47% | ||
| 10 | Karpus Management, Inc. | 123,803 | 936,000 | 1.46% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 91,118 | 670,629 | 1.04% | ||
| 12 | ROYAL BANK OF CANADA | 87,280 | 660,000 | 1.03% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 85,973 | 650,000 | 1.01% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 57,024 | 431,000 | 0.67% | ||
| 15 | SG Americas Securities, LLC | 48,560 | 367,000 | 0.57% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 38,325 | 290,000 | 0.45% | ||
| 17 | STEEL GROVE CAPITAL ADVISORS, LLC | 34,107 | 258,000 | 0.40% | ||
| 18 | OPPENHEIMER & CO INC | 26,983 | 204,000 | 0.32% | ||
| 19 | IFC Holdings Incorporated/FL | 25,500 | 193,000 | 0.30% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 19,700 | 148,932 | 0.23% | ||
| 21 | SHEPHERD KAPLAN KROCHUK, LLC | 19,630 | 148,000 | 0.23% | ||
| 22 | WELLS FARGO & COMPANY/MN | 14,626 | 111,000 | 0.17% | ||
| 23 | KMS FINANCIAL SERVICES, INC | 13,500 | 102,000 | 0.16% | ||
| 24 | US BANCORP \DE\ | 9,400 | 71,000 | 0.11% | ||
| 25 | Tower Research Capital LLC (TRC) | 1,167 | 9,000 | 0.01% | ||
| 26 | CITIGROUP INC | 664 | 5,000 | 0.01% | ||
| 27 | AMERIPRISE FINANCIAL INC | 418 | 3,000 | 0.00% | ||
| 28 | THOMPSON DAVIS & CO., INC. | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
