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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 4,856 holdings with a total value of $5,409,379,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 EVINE LIVE INC 73 0 0.00%
152 BLDRS EUROPE 0 0 0.00%
153 TASEKO MINES LTD 600 0 0.00%
154 DYNEGY INCORPORATED NEW D 2 0 0.00%
155 BASSETT FURNITURE INDS INC COM 4 0 0.00%
156 PHOTOMEDEX INC COM PAR $0.01 75 0 0.00%
157 ECHOSTAR CORP CL A 5 0 0.00%
158 MAST THERAPEUTICS INC COM 4 0 0.00%
159 PRGX GLOBAL INC 14 0 0.00%
160 GIGAMEDIA LTD 100 0 0.00%
161 XENOPORT INC 60 0 0.00%
162 CHANGYOU COM LTD 11 0 0.00%
163 Rubicon Minerals Corp 1,095 0 0.00%
164 Tribune Publishing Co 15 0 0.00%
165 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 7,477 0 0.00%
166 Novacopper Inc 776 0 0.00%
167 RENN FD INC 500 0 0.00%
168 SUNSTONE HOTEL INVESTORS REIT 25 0 0.00%
169 GAIN CAP HLDGS INC 6 0 0.00%
170 PACIFIC ETHANOL INC 9 0 0.00%
171 CITIZENS INC CL A 11 0 0.00%
172 LENNAR CORP 10 0 0.00%
173 BLUCORA INC 51 0 0.00%
174 HYDROGENICS CORP NEW 28 0 0.00%
175 PREMIER INC CL A 12 0 0.00%
176 BIND THERAPEUTICS INC 100 0 0.00%
177 STERLING CONSTRUCTION CO INC 11 0 0.00%
178 PIMCO NY MUNICIPAL INCOME FD COM 6 0 0.00%
179 VERICEL CORP 18 0 0.00%
180 PALATIN TECHNOLOGIES INC COM 40 0 0.00%
181 BARCLAYS BANK PLC 775 0 0.00%
182 SCHMITT INDS INC ORE 5 0 0.00%
183 OXIGENE INC 331 0 0.00%
184 HMS Holding Corp 183 0 0.00%
185 UNIVAR INC 25 0 0.00%
186 ELECTRO RENT CORP 6 0 0.00%
187 Mechel Open Joint Stock Co. AD 215 0 0.00%
188 KINDRED HEALTHCARE INC 25 0 0.00%
189 SIFY TECHNOLOGIES LTD 8 0 0.00%
190 DELEK US HLDGS INC COM 8 0 0.00%
191 LIBERTY GLOBAL PLC 13 0 0.00%
192 STRATUS PPTYS INC 10 0 0.00%
193 AMERICAN SUPERCONDUCTOR CORP 27 0 0.00%
194 BLACKROCK STRATEGIC MUN TR COM 9 0 0.00%
195 BEAZER HOMES USA INC COM NEW 3 0 0.00%
196 PERNIX THERAPEUTICS HLDGS IN 211 1,000 0.00%
197 GRUPO AVAL ACCIONES Y VALORE 195 1,000 0.00%
198 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 66 1,000 0.00%
199 CONATUS PHARMACEUTICALS INC 500 1,000 0.00%
200 REACHLOCAL INC 450 1,000 0.00%
Page 4 of 98

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-082493, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.