| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 193,018 | 2,298,000 | 31.57% | ||
| 2 | UBS Group AG | 138,250 | 1,645,000 | 22.60% | ||
| 3 | Invesco Ltd. | 92,862 | 1,105,000 | 15.18% | ||
| 4 | Horizon Kinetics LLC | 57,419 | 683,000 | 9.38% | ||
| 5 | Commonwealth Equity Services, Inc | 20,240 | 241,000 | 3.31% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 19,516 | 232,000 | 3.19% | ||
| 7 | WELLS FARGO & COMPANY/MN | 18,273 | 217,000 | 2.98% | ||
| 8 | CREDIT SUISSE AG/ | 15,500 | 184,000 | 2.53% | ||
| 9 | LPL Financial LLC | 12,086 | 145,000 | 1.99% | ||
| 10 | ROYAL BANK OF CANADA | 11,750 | 140,000 | 1.92% | ||
| 11 | CETERA INVESTMENT ADVISERS | 11,517 | 137,000 | 1.88% | ||
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,688 | 103,000 | 1.42% | ||
| 13 | MORGAN STANLEY | 6,047 | 72,000 | 0.99% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 24,000 | 0.33% | ||
| 15 | MSI Financial Services Inc | 1,411 | 17,000 | 0.23% | ||
| 16 | GUPTA WEALTH MANAGEMENT LLC | 1,120 | 13,000 | 0.18% | ||
| 17 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.16% | ||
| 18 | CITIGROUP INC | 921 | 11,000 | 0.15% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
