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PERNIX THERAPEUTICS HLDGS IN
PERNIX THERAPEUTICS HLDGS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 104 Institutional holders with a total value of $128,117,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 6,090,829 17,968,000 14.02%
2 MORGAN STANLEY 5,160,043 15,222,000 11.88%
3 Avoro Capital Advisors LLC 5,144,916 15,178,000 11.85%
4 STONEPINE CAPITAL MANAGEMENT, LLC 2,484,649 7,330,000 5.72%
5 Elk Creek Partners, LLC 2,253,667 6,648,000 5.19%
6 Aisling Capital LLC 2,010,000 5,930,000 4.63%
7 VANGUARD GROUP INC 1,790,106 5,281,000 4.12%
8 BlackRock Institutional Trust Company, N.A. 1,290,434 3,807,000 2.97%
9 BlackRock Fund Advisors 1,181,604 3,486,000 2.72%
10 ORBIMED ADVISORS LLC 1,073,000 3,165,000 2.47%
11 Point72 Asset Management, L.P. 1,050,005 3,098,000 2.42%
12 BANK OF MONTREAL /CAN/ 1,045,279 3,083,000 2.41%
13 AQR CAPITAL MANAGEMENT LLC 912,196 2,691,000 2.10%
14 TFS CAPITAL LLC 909,616 2,683,000 2.09%
15 JUPITER ASSET MANAGEMENT LTD 908,713 2,681,000 2.09%
16 MILLENNIUM MANAGEMENT LLC 872,636 2,574,000 2.01%
17 RENAISSANCE TECHNOLOGIES LLC 847,823 2,501,000 1.95%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 799,145 2,358,000 1.84%
19 WALL STREET ASSOCIATES 696,300 2,054,000 1.60%
20 STATE STREET CORP 535,201 1,582,000 1.23%
21 NORTHERN TRUST CORP 454,962 1,342,000 1.05%
22 ACUTA CAPITAL PARTNERS, LLC 434,300 1,281,000 1.00%
23 AMERIPRISE FINANCIAL INC 409,705 1,208,000 0.94%
24 ACADIAN ASSET MANAGEMENT LLC 328,213 968,000 0.76%
25 KOPP INVESTMENT ADVISORS LLC 315,293 931,000 0.73%
26 PANAGORA ASSET MANAGEMENT INC 283,524 836,000 0.65%
27 D. E. Shaw & Co., Inc. 246,637 728,000 0.57%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 237,456 701,000 0.55%
29 GEODE CAPITAL MANAGEMENT, LLC 232,018 683,000 0.53%
30 DIMENSIONAL FUND ADVISORS LP 229,792 678,000 0.53%
31 Connor, Clark & Lunn Investment Management Ltd. 196,700 580,000 0.45%
32 GLOBEFLEX CAPITAL L P 192,267 567,000 0.44%
33 Bank of New York Mellon Corp 178,444 526,000 0.41%
34 SEARLE & CO. 172,500 500,000 0.39%
35 BlackRock Investment Management, LLC 156,940 463,000 0.36%
36 Healthcare Value Capital, LLC 150,000 443,000 0.35%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 144,601 427,000 0.33%
38 BLACKROCK ADVISORS LLC 122,050 360,000 0.28%
39 DEUTSCHE BANK AG\ 117,070 344,000 0.27%
40 GOLDMAN SACHS GROUP INC 115,608 341,000 0.27%
41 HIGHBRIDGE CAPITAL MANAGEMENT LLC 106,544 314,000 0.25%
42 EAGLE GLOBAL ADVISORS LLC 101,360 299,000 0.23%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 80,706 238,000 0.19%
44 ESSEX INVESTMENT MANAGEMENT CO LLC 78,629 232,000 0.18%
45 TEACHERS ADVISORS, LLC 67,466 199,000 0.16%
46 JW Asset Management, LLC 67,009 198,000 0.15%
47 STEVENS CAPITAL MANAGEMENT LP 59,957 177,000 0.14%
48 MENTA CAPITAL LLC 55,000 162,000 0.13%
49 ALLIANCEBERNSTEIN L.P. 47,618 150,000 0.12%
50 Parallax Volatility Advisers, L.P. 50,000 148,000 0.12% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.