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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0000919574-16-011029) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
101 UMPQUA HLDGS CORP 200,000 3,180 0.37%
102 WILSHIRE BANCORP INC 275,000 3,176 0.37%
103 WSFS FINL 117,596 3,146 0.37%
104 Carolina Financial Corp 174,350 3,138 0.37%
105 First Busey Corp 145,000 2,991 0.35%
106 BOK FINANCIAL CORP NEW 49,500 2,960 0.35%
107 MELROSE BANCORP INC 191,600 2,928 0.34%
108 RIVERVIEW BANCORP INC 609,200 2,857 0.33%
109 Northrim BanCorp Inc 106,300 2,828 0.33%
110 First American International Corp. 168,880 2,787 0.33%
111 MALVERN BANCORP INC COM 158,000 2,774 0.32%
112 UNITED FINL BANCORP INC NEW COM 215,000 2,769 0.32%
113 BANK OF THE ST JAMES FINL 214,000 2,767 0.32%
114 SYNOVUS FINL CORP 84,800 2,746 0.32%
115 Bay Banks of Virginia, Inc. 472,700 2,704 0.32%
116 EVERBANK FINL CORP COM 165,000 2,637 0.31%
117 SIERRA BANCORP 145,500 2,568 0.30%
118 Fraternity Community Bancorp, Inc. 136,700 2,543 0.30%
119 HUNTINGTON BANCSHARES INC 225,000 2,489 0.29%
120 JPMorgan Chase & Co. Warrants Exp 10/28/18 105,000 2,487 0.29%
121 EQUITABLE FINANCIAL CORP 275,100 2,424 0.28%
122 LAKELAND BANCORP INC COM 200,000 2,358 0.28%
123 MB Bancorp, Inc. 170,000 2,292 0.27%
124 STONEGATE MTG CORP 407,186 2,219 0.26%
125 German Amern Bancorp Inc 66,270 2,208 0.26%
126 CHEVIOT FINL CORP NEW 142,000 2,177 0.25%
127 CIVISTA BANCSHARES INC 55,259 2,127 0.25%
128 BANC OF CALIFORNIA INC COM 144,300 2,110 0.25%
129 HANCOCK WHITNEY CORPORATION 83,100 2,092 0.24%
130 Silvercrest Asset Management G 175,000 2,081 0.24%
131 AJS Bancorp, Inc. 140,400 2,075 0.24%
132 HMN FINL INC 277,778 1,967 0.23%
133 DNB Finl Corp 66,506 1,962 0.23%
134 SILVER BAY RLTY TR CORP 120,000 1,879 0.22%
135 NEW YORK CMNTY BANCORP INC 115,000 1,877 0.22%
136 DCB Financial 248,390 1,860 0.22%
137 HORIZON BANCORP INC 65,000 1,817 0.21%
138 GREEN BRICK PARTNERS INCORPORATED 250,000 1,800 0.21%
139 BANCORPSOUTH INC 75,000 1,799 0.21%
140 Sutherland Asset Management Corporation - 144a 164,600 1,769 0.21%
141 AVIDBANK HOLDINGS 125,743 1,754 0.20%
142 PEOPLES BANCORP N C INC 90,000 1,741 0.20%
143 PULTE GROUP INC 95,000 1,693 0.20%
144 Pilgrim Bancshares Inc 125,900 1,640 0.19%
145 BANK AMER CORP 95,000 1,599 0.19%
146 JACKSONVILLE BANCORP INC MD 60,700 1,595 0.19%
147 Community West Bancshares 225,000 1,568 0.18%
148 Hennessy Advisors Inc 50,000 1,498 0.17%
149 Yadkin Finl Corp Com 58,000 1,460 0.17%
150 ACCESS NATL CORP COM 70,000 1,432 0.17%
Page 3 of 5
Restatement filing (0000919574-16-011587) filed in 2016.03.03
#
Name
Shares
Value ($)
%
Options
Notes
1 Certus Holdings, Inc. - Class B Non-Voting 197,658 0 0.00%
2 Colonial Bancgroup Inc. 6.375% Due 12/1/2015 3,952,000 0 0.00%
3 Certus Holdings, Inc. - Class A Voting 199,579 0 0.00%
4 Carroll Bancorp, Inc. 12,169 4 0.00%
5 SOUTHERN FIRST BANCSHARES IN 200 5 0.00%
6 AMES NATL CORP 700 17 0.00%
7 SELECT BANCORP INC NEW 5,900 48 0.01%
8 FC HOLDINGS INC 100,000 81 0.01%
9 FIRST LONG IS CORP 4,800 144 0.02%
10 CHEMUNG FINL CORP COM 6,600 182 0.02%
11 Hibernia Bancorp, Inc. 10,000 202 0.02%
12 MSB FINANCIAL CORP COM 17,100 214 0.02%
13 HANMI FINL CORP COM NEW 10,800 256 0.03%
14 FIRST CAPITAL BANCORP VA 51,100 284 0.03%
15 Minden Bancorp, Inc. 14,900 313 0.04%
16 EAGLE BANCORP MONT INC 25,700 318 0.04%
17 PACIFIC MERCANTILE BANCORP 48,100 343 0.04%
18 Jacksonville Bancorp, Inc. - Non-voting 19,318 362 0.04%
19 CITIZENS CMNTY BANCORP INC M 40,000 378 0.04%
20 Sutherland Asset Management Corporation - Reg D 35,400 381 0.04%
21 UNIVEST FINANCIAL CORPORATIO 19,600 409 0.05%
22 COMMUNITY TR BANCORP INC 13,800 482 0.06%
23 LCNB CORP COM 30,000 491 0.06%
24 COUNTY BANCORP INC 25,800 516 0.06%
25 SOUTHCOAST FINANCIAL CORP 33,700 528 0.06%
26 Northeast Community Bancorp, Inc. 75,000 534 0.06%
27 PULASKI FINL CORP COM 35,000 559 0.07%
28 HEARTLAND FINL USA INC 17,900 561 0.07%
29 BNCCORP 35,455 581 0.07%
30 Oak Valley Bancorp Oakdale C 56,100 583 0.07%
31 Sunnyside Bancorp, Inc. 50,900 585 0.07%
32 QNB Corp. 20,372 612 0.07%
33 West End Indiana Bancshares, Inc. 27,000 625 0.07%
34 FIRST NIAGARA FINL GP INC 60,000 651 0.08%
35 New Jersey Community Bank 125,000 656 0.08%
36 West Bancorporation Inc 33,300 658 0.08%
37 GUARANTY FED BANCSHARES INC 43,200 659 0.08%
38 Meetinghouse Bancorp, Inc. 47,500 736 0.09%
39 POPULAR INC COM NEW 26,550 752 0.09%
40 Sugar Creek Financial Corporation 65,000 787 0.09%
41 COMMUNITY BANKERS TR CORP 150,000 806 0.09%
42 HMN FINL INC 69,858 807 0.09%
43 EVERTEC INC COM 50,000 837 0.10%
44 New Bancorp, Inc. 65,000 845 0.10%
45 LPL FINL HLDGS INC 20,000 853 0.10%
46 First Intercontinental Bank 118,413 853 0.10%
47 UNITED SEC BANCSHARES FRESNO CALIFORNIA 161,598 865 0.10%
48 First South Bancorp 103,300 883 0.10%
49 The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 226,819 903 0.11%
50 AMERICAN RESIDENTIAL PPTYS I 50,000 945 0.11%
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