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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 67 Institutional holders with a total value of $120,603,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 945,055 16,680,000 13.83%
2 PRIVATE MANAGEMENT GROUP INC 892,608 15,755,000 13.06%
3 DIMENSIONAL FUND ADVISORS LP 708,109 12,498,000 10.36%
4 BANC FUNDS CO LLC 490,735 8,661,000 7.18%
5 NORTHERN TRUST CORP 404,144 7,133,000 5.91%
6 VANGUARD GROUP INC 333,326 5,883,000 4.88%
7 BlackRock Fund Advisors 312,530 5,516,000 4.57%
8 BlackRock Institutional Trust Company, N.A. 243,389 4,296,000 3.56%
9 STATE STREET CORP 181,248 3,200,000 2.65%
10 DEPRINCE RACE & ZOLLO INC 176,875 3,122,000 2.59%
11 JPMORGAN CHASE & CO 148,372 2,619,000 2.17%
12 MALTESE CAPITAL MANAGEMENT LLC 145,500 2,568,000 2.13%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 140,500 2,480,000 2.06%
14 Ulysses Management LLC 124,434 2,196,000 1.82%
15 MORGAN STANLEY 115,102 2,031,000 1.68%
16 Foundry Partners, LLC 112,325 1,983,000 1.64%
17 ROYAL BANK OF CANADA 105,278 1,858,000 1.54%
18 RENAISSANCE TECHNOLOGIES LLC 93,100 1,643,000 1.36%
19 AMERIPRISE FINANCIAL INC 87,606 1,546,000 1.28%
20 Bank of New York Mellon Corp 69,936 1,234,000 1.02%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,742 1,196,000 0.99%
22 LSV ASSET MANAGEMENT 62,993 1,111,000 0.92%
23 GEODE CAPITAL MANAGEMENT, LLC 59,149 1,043,000 0.86%
24 PANAGORA ASSET MANAGEMENT INC 59,043 1,042,000 0.86%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 57,240 1,010,000 0.84%
26 WELLS FARGO & COMPANY/MN 54,213 957,000 0.79%
27 Nationwide Fund Advisors 53,629 947,000 0.79%
28 BlackRock Investment Management, LLC 46,152 815,000 0.68%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 703,000 0.58%
30 THRIVENT FINANCIAL FOR LUTHERANS 35,270 623,000 0.52%
31 BAILARD, INC. 33,510 591,000 0.49%
32 STRS OHIO 32,200 568,000 0.47%
33 PRUDENTIAL FINANCIAL INC 30,844 544,000 0.45%
34 Brandywine Global Investment Management, LLC 29,895 528,000 0.44%
35 MARTINGALE ASSET MANAGEMENT L P 27,906 493,000 0.41%
36 CONTEXT BH CAPITAL MANAGEMENT, LP 23,500 415,000 0.34%
37 DEUTSCHE BANK AG\ 22,026 387,000 0.32%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,864 386,000 0.32%
39 VICTORY CAPITAL MANAGEMENT INC 21,562 381,000 0.32%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,583 328,000 0.27%
41 WEDGE CAPITAL MANAGEMENT L L P/NC 18,000 318,000 0.26%
42 RHUMBLINE ADVISERS 16,810 297,000 0.25%
43 TEACHERS ADVISORS, LLC 16,407 290,000 0.24%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 281,000 0.23%
45 LPL Financial LLC 14,000 252,000 0.21%
46 MENTA CAPITAL LLC 14,069 248,000 0.21%
47 BlackRock Group LTD 13,119 232,000 0.19%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,012 229,000 0.19%
49 Invesco Ltd. 11,673 206,000 0.17%
50 NEW YORK STATE COMMON RETIREMENT FUND 10,800 191,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.