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CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $39,698,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 259,515 4,671,000 11.77%
2 ALLIANCEBERNSTEIN L.P. 222,548 3,402,000 8.57%
3 Stieven Capital Advisors, L.P. 180,000 3,240,000 8.16%
4 EJF Capital LP 175,000 3,150,000 7.93%
5 MALTESE CAPITAL MANAGEMENT LLC 174,350 3,138,000 7.90%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 150,573 2,710,000 6.83%
7 BANC FUNDS CO LLC 150,000 2,700,000 6.80%
8 JACOBS ASSET MANAGEMENT, LLC 150,000 2,700,000 6.80%
9 Curi Capital, LLC 117,265 2,111,000 5.32%
10 ENDEAVOUR CAPITAL ADVISORS INC 113,383 2,041,000 5.14%
11 MENDON CAPITAL ADVISORS CORP 103,518 1,852,000 4.67%
12 KENNEDY CAPITAL MANAGEMENT LLC 90,109 1,622,000 4.09%
13 Eidelman Virant Capital 59,170 1,065,000 2.68%
14 GEODE CAPITAL MANAGEMENT, LLC 43,841 789,000 1.99%
15 FJ Capital Management LLC 43,000 766,000 1.93%
16 CCM INVESTMENT ADVISERS LLC 26,400 475,000 1.20%
17 Raymond James Financial Services Advisors, Inc. 25,155 453,000 1.14%
18 PARK NATIONAL CORP /OH/ 24,620 443,000 1.12%
19 RENAISSANCE TECHNOLOGIES LLC 21,323 384,000 0.97%
20 Commonwealth Equity Services, Inc 20,364 367,000 0.92%
21 GUGGENHEIM CAPITAL LLC 19,535 352,000 0.89%
22 Livingston Group Asset Management CO (operating as Southport Capital Management) 19,200 346,000 0.87%
23 MILLENNIUM MANAGEMENT LLC 18,300 329,000 0.83%
24 WASATCH ADVISORS LP 10,000 180,000 0.45%
25 DEUTSCHE BANK AG\ 7,317 131,000 0.33%
26 BlackRock Institutional Trust Company, N.A. 5,519 99,000 0.25%
27 BlackRock Fund Advisors 4,334 78,000 0.20%
28 BlackRock Investment Management, LLC 1,361 24,000 0.06%
29 BANK OF AMERICA CORP /DE/ 1,200 22,000 0.06%
30 MORGAN STANLEY 1,150 21,000 0.05%
31 BARCLAYS PLC 1,000 18,000 0.05%
32 UBS Group AG 620 11,000 0.03%
33 FEDERATED HERMES, INC. 367 7,000 0.02%
34 CITIGROUP INC 82 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.