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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 50 Institutional holders with a total value of $55,325,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,991,013 9,338,000 16.88%
2 Ancora Advisors LLC 1,957,438 9,180,000 16.59%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,510,867 7,086,000 12.81%
4 DIMENSIONAL FUND ADVISORS LP 1,136,560 5,330,000 9.63%
5 BANC FUNDS CO LLC 960,564 4,505,000 8.14%
6 JACOBS ASSET MANAGEMENT, LLC 654,266 3,069,000 5.55%
7 MALTESE CAPITAL MANAGEMENT LLC 609,200 2,857,000 5.16%
8 Elizabeth Park Capital Advisors, Ltd. 592,901 2,781,000 5.03%
9 VANGUARD GROUP INC 516,653 2,423,000 4.38%
10 ALLIANCEBERNSTEIN L.P. 419,732 1,994,000 3.60%
11 CONTINENTAL ADVISORS LLC 306,532 1,438,000 2.60%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 1,395,000 2.52%
13 BlackRock Institutional Trust Company, N.A. 174,658 819,000 1.48%
14 Municipal Employees' Retirement System of Michigan 70,370 331,000 0.60%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 325,000 0.59%
16 BlackRock Fund Advisors 63,757 299,000 0.54%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 235,000 0.42%
18 Confluence Wealth Management LLC 43,621 205,000 0.37%
19 GEODE CAPITAL MANAGEMENT, LLC 41,487 194,000 0.35%
20 LPL Financial LLC 38,614 180,000 0.33%
21 BADGLEY PHELPS & BELL INC 32,230 151,000 0.27%
22 NORTHERN TRUST CORP 29,097 137,000 0.25%
23 Cambridge Investment Research Advisors, Inc. 22,720 107,000 0.19%
24 Bank of New York Mellon Corp 22,093 104,000 0.19%
25 Freestone Capital Holdings, LLC 20,999 98,000 0.18%
26 MORGAN STANLEY 14,529 68,000 0.12%
27 SG Capital Management LLC 14,000 66,000 0.12%
28 ZPR Investment Management 12,209 57,000 0.10%
29 STATE STREET CORP 11,435 54,000 0.10%
30 ALPINE WOODS CAPITAL INVESTORS, LLC 11,000 52,000 0.09%
31 WEDBUSH SECURITIES INC 11,000 52,000 0.09%
32 IMS Capital Management 11,145 52,000 0.09%
33 EAGLE GLOBAL ADVISORS LLC 10,458 49,000 0.09%
34 FineMark National Bank & Trust 9,492 45,000 0.08%
35 AXA S.A. 8,900 42,000 0.08%
36 BLACKROCK ADVISORS LLC 8,387 39,000 0.07%
37 ACADIAN ASSET MANAGEMENT LLC 7,409 35,000 0.06%
38 Nationwide Fund Advisors 5,811 27,000 0.05%
39 BANK OF MONTREAL /CAN/ 5,000 23,000 0.04%
40 UBS Group AG 4,600 22,000 0.04%
41 BlackRock Investment Management, LLC 4,012 19,000 0.03%
42 Brandywine Global Investment Management, LLC 2,800 14,000 0.03%
43 MUFG Americas Holdings Corp 3,000 14,000 0.03%
44 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 961 5,000 0.01%
45 WELLS FARGO & COMPANY/MN 763 4,000 0.01%
46 FEDERATED HERMES, INC. 736 3,000 0.01%
47 Simplicity Solutions, LLC 319 1,496 0.00%
48 GLOBEFLEX CAPITAL L P 220 1,000 0.00%
49 THOMPSON DAVIS & CO., INC. 20 0 0.00%
50 Creative Planning 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.