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Institutional Investment Manager
WADDELL & REED FINANCIAL INC
WADDELL & REED FINANCIAL INC (CIK: 0001052100) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 6300 Lamar Ave, Overland Park, KS. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022410) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 NIKE INC 40,000 0 0.00% Call
2 NIKE INC 13,000 0 0.00% Call
3 GENERAL MLS INC 25,000 3 0.00% Call
4 FACEBOOK INC 25,000 17 0.00% Call
5 TEVA PHARMACEUTICAL INDS LTD 504,700 17 0.00% Call
6 TEVA PHARMACEUTICAL INDS LTD 549,100 19 0.00% Call
7 MORGAN STANLEY 50,000 46 0.00% Call
8 MARKETAXESS HLDGS INC 16,600 54 0.00% Call
9 SPDR S&P MIDCAP 400 ETF TR 24,300 60 0.00% Put
10 MORGAN STANLEY 100,000 77 0.00% Call
11 TWITTER INC 35,000 92 0.00% Call
12 ANADARKO PETE CORP 30,000 118 0.00% Call
13 SPDR S&P MIDCAP 400 ETF TR 67,800 168 0.00% Put
14 ISHARES SP 100 ETF 50,000 188 0.00% Put
15 MGP INGREDIENTS INC NEW COM 5,457 221 0.00%
16 CARTERS INC 3,153 273 0.00%
17 RESOLUTE ENERGY 10,600 276 0.00%
18 EARTHSTONE ENERGY INC 33,100 285 0.00%
19 SEADRILL PARTNERS LLC 81,348 287 0.00%
20 MTGE INVT CORP 19,500 335 0.00%
21 RINGCENTRAL INC 15,100 357 0.00%
22 DAVIDSTEA INC 30,000 370 0.00%
23 ENTELLUS MED INC 16,700 370 0.00%
24 INTRA-CELLULAR THERAPIES INC 25,100 383 0.00%
25 HDFC BANK LTD 5,420 390 0.00%
26 ZOES KITCHEN INC 21,865 485 0.00%
27 AXOGEN INC 54,525 492 0.00%
28 RING ENERGY INC COM 51,600 565 0.00%
29 BIOAMBER INC 1,276,100 587 0.00%
30 MGIC INVT CORP WIS 74,071 593 0.00%
31 Natera, Inc. 55,778 620 0.00%
32 FACTSET RESH SYS INC 4,001 649 0.00%
33 HFF INC 23,782 659 0.00%
34 2U, Inc. 17,400 666 0.00%
35 Intersect ENT Inc 42,300 670 0.00%
36 HEALTHCARE SVCS GRP INC 17,483 692 0.00%
37 REVANCE THERAPEUTICS INC COM 44,200 716 0.00%
38 SUBURBAN PROPANE PARTNERS LP COM USD1 22,141 737 0.00%
39 BIOAMBER INC 1,623,900 747 0.00%
40 SEADRILL PARTNERS LLC 213,200 753 0.00%
41 RESOLUTE ENERGY 29,300 764 0.00%
42 Oxford Immunotec Global PLC 62,200 781 0.00%
43 EARTHSTONE ENERGY INC 91,900 790 0.00%
44 NATURAL GAS SERVICES GROUP 34,500 848 0.00%
45 NOVAN INC COM 42,500 858 0.00%
46 MTGE INVT CORP 50,500 868 0.00%
47 COMMUNITY HEALTHCARE TR INC COM 41,656 913 0.00%
48 BOOT BARN HLDGS INC 80,816 920 0.00%
49 JANUS CAP GROUP INC 67,500 946 0.00%
50 DAVIDSTEA INC 77,000 949 0.00%
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