Dark
Light
System
Institutional Investment Manager
WADDELL & REED FINANCIAL INC
WADDELL & REED FINANCIAL INC (CIK: 0001052100) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 6300 Lamar Ave, Overland Park, KS. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022410) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 FLEETMATICS GROUP PLC 27,439 1,646 0.00%
1002 RING ENERGY INC COM 148,400 1,625 0.00%
1003 PDF SOLUTIONS INC COM 88,300 1,604 0.00%
1004 SILVER STD RES INC 132,150 1,594 0.00%
1005 ZIX CORP 385,600 1,581 0.00%
1006 MIMECAST LTD 80,972 1,549 0.00%
1007 GTT COMMUNICATIONS INC COM 65,300 1,537 0.00%
1008 ENDOLOGIX INC 119,400 1,528 0.00%
1009 RAYTHEON CO 10,800 1,470 0.00%
1010 ICU MED INC 11,600 1,466 0.00%
1011 SecureWorks Corp. 113,600 1,421 0.00%
1012 CARTERS INC 16,049 1,392 0.00%
1013 NEWPARK RES INC SR NT CV 4 17 1,400,000 1,387 0.00% PRN
1014 SPORTSMANS WAREHOUSE 131,100 1,379 0.00%
1015 PORTLAND GEN ELEC CO 32,050 1,365 0.00%
1016 OMNICELL INC 35,000 1,341 0.00%
1017 LAUDER ESTEE COS INC 15,129 1,340 0.00%
1018 NVE CORP 22,700 1,338 0.00%
1019 AXOGEN INC 144,763 1,307 0.00%
1020 SOUTHERN COPPER CORP 49,650 1,306 0.00%
1021 PORTLAND GEN ELEC CO 30,300 1,290 0.00%
1022 EQT MIDSTREAM PARTNERS LP 16,900 1,288 0.00%
1023 INCYTE CORP 13,290 1,253 0.00%
1024 HANNON ARMSTRONG SUST INFR C 52,620 1,230 0.00%
1025 OCLARO INC 141,500 1,210 0.00%
1026 COMSCORE INC 39,215 1,202 0.00%
1027 TABULA RASA HEALTHCARE INC COM 80,000 1,146 0.00%
1028 JANUS CAP GROUP INC 80,600 1,129 0.00%
1029 KONA GRILL INC COM 87,700 1,102 0.00%
1030 CRITEO S A 31,246 1,097 0.00%
1031 CANTEL MEDICAL CORP 14,002 1,092 0.00%
1032 ROYAL BANK OF CANADA 1,000,000 1,091 0.00%
1033 NOBLE MIDSTREAM PARTNERS LP 38,498 1,074 0.00%
1034 Inventure Foods Inc 114,200 1,073 0.00%
1035 TORO CO 22,708 1,064 0.00%
1036 INTRA-CELLULAR THERAPIES INC 69,400 1,058 0.00%
1037 ENTELLUS MED INC 46,277 1,026 0.00%
1038 PGT INNOVATIONS INC COM 94,100 1,004 0.00%
1039 ENTRAVISION COMMUNICATIONS C 129,900 991 0.00%
1040 MGP INGREDIENTS INC NEW COM 23,530 953 0.00%
1041 DAVIDSTEA INC 77,000 949 0.00%
1042 JANUS CAP GROUP INC 67,500 946 0.00%
1043 BOOT BARN HLDGS INC 80,816 920 0.00%
1044 COMMUNITY HEALTHCARE TR INC COM 41,656 913 0.00%
1045 MTGE INVT CORP 50,500 868 0.00%
1046 NOVAN INC COM 42,500 858 0.00%
1047 NATURAL GAS SERVICES GROUP 34,500 848 0.00%
1048 EARTHSTONE ENERGY INC 91,900 790 0.00%
1049 Oxford Immunotec Global PLC 62,200 781 0.00%
1050 RESOLUTE ENERGY 29,300 764 0.00%
Page 21 of 22