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Institutional Investment Manager
Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. (CIK: 0001071341) incorporated in Texas, registered under Investment Advice, located at 4000 Legato Road, Fairfax, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,055 holdings with a total value of $584,872,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GOODRICH PETE CORP 76 0 0.00%
2 COMPANHIA ENERGETICA DE MINA 130 0 0.00%
3 TALEN ENERGY CORP COM 37 0 0.00%
4 PINNACLE WEST 100 0 0.00%
5 VIAVI SOLUTIONS INC 27 0 0.00%
6 ENOVA INTL INC 401 0 0.00%
7 AMERICAN INTL GROUP INC 19 0 0.00%
8 Paragon Offshore PLC 37 0 0.00%
9 SEVENTY SEVEN ENERGY INC - escrow shares 113 0 0.00%
10 CIM COML TR CORP 1,399 0 0.00%
11 VALE S A 57 0 0.00%
12 DYNEGY INCORPORATED NEW DEL 1 0 0.00%
13 DYNEGY INC NEW DEL 30 0 0.00%
14 NOW INC COM 22 0 0.00%
15 AMEC FOSTER WHEELER PLC 44 0 0.00%
16 BRINKER INTL INC 7 0 0.00%
17 NUVEEN MUNICIPAL CREDIT INC 1,764 0 0.00%
18 NEXPOINT CR STRATEGIES FD 690 0 0.00%
19 CALAMOS ASSET MGMT INC 449 0 0.00%
20 ALCATEL SA ADR 281 0 0.00%
21 TIME WARNER CABLE 25 0 0.00%
22 WMI HOLDINGS CORP. 5 0 0.00%
23 ABERDEEN ASIA PACIFIC INCOME 379 0 0.00%
24 EXELIXIS INC 70 0 0.00%
25 Oil and Gas Exploration SPDR 239 0 0.00%
26 AMERICAN AIRLINES GROUP INC 399 0 0.00%
27 LAWSON PRODS INC COM 4 0 0.00%
28 STEMCELLS INC COM NEW 10 0 0.00%
29 KOREA EQUITY FD INC COM 66 0 0.00%
30 CAPSTEAD MTG CORP COM NO PAR 54 0 0.00%
31 NUVEEN QUALITY MUN FUND INC 1,892 0 0.00%
32 LUMENTUM HLDGS INC 4 0 0.00%
33 Capstone Turbine 314 0 0.00%
34 ONCOTHYREON INC COM N/C EFF 6/ 166 0 0.00%
35 GALECTIN THERAPEUTICS INC COM 167 0 0.00%
36 GLADSTONE INVT CORP 12,275 0 0.00%
37 ELEPHANT TALK COMM CORP 1 0 0.00%
38 GLOBAL X FDS 100 0 0.00%
39 GOGO INC 10 0 0.00%
40 YANDEX N V 830 0 0.00%
41 IMATION CORP 100 0 0.00%
42 PERSHING GOLD CORP 54 0 0.00%
43 WPX ENERGY INC 70 0 0.00%
44 World Wrestling Entertainment Inc 24 0 0.00%
45 BALLARD PWR SYS INC NEW 300 0 0.00%
46 KCAP FINL INC 100 0 0.00%
47 UTSTARCOM HOLDINGS CORP SHS NEW 166 0 0.00%
48 NEXPOINT RESIDENTIAL TR INC 122 0 0.00%
49 LEAP FROG ENTERPRISE 186,342 0 0.00%
50 LIGHTBRIDGE CORP 200 0 0.00%
Page 1 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-15-002453, filed 2015.11.30).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.