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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 187 Institutional holders with a total value of $652,315,828.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 7,430,494 73,488,000 11.27%
2 VANGUARD GROUP INC 6,966,289 68,896,000 10.56%
3 JPMORGAN CHASE & CO 4,171,983 41,261,000 6.33%
4 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 34,704,000 5.32%
5 NORTHERN TRUST CORP 2,715,865 26,860,000 4.12%
6 JENNISON ASSOCIATES LLC 2,312,407 22,870,000 3.51%
7 BlackRock Institutional Trust Company, N.A. 2,294,144 22,689,000 3.48%
8 STATE STREET CORP 2,281,334 22,561,000 3.46%
9 Paradice Investment Management LLC 2,062,386 20,397,000 3.13%
10 AMERICAN CENTURY COMPANIES INC 1,913,751 18,927,000 2.90%
11 WEDGE CAPITAL MANAGEMENT L L P/NC 1,792,471 17,728,000 2.72%
12 Bank of New York Mellon Corp 1,477,584 14,614,000 2.24%
13 Global X Management CO LLC 1,406,053 13,906,000 2.13%
14 LSV ASSET MANAGEMENT 1,328,964 13,143,000 2.01%
15 Invesco Ltd. 1,299,305 12,850,000 1.97%
16 UBS Group AG 1,255,045 12,412,000 1.90%
17 GEODE CAPITAL MANAGEMENT, LLC 989,301 9,784,000 1.50%
18 NORGES BANK 943,276 9,329,000 1.43%
19 FIRST TRUST ADVISORS LP 823,797 8,147,000 1.25%
20 SEGALL BRYANT & HAMILL, LLC 744,429 7,362,000 1.13%
21 PRUDENTIAL FINANCIAL INC 690,884 6,833,000 1.05%
22 AMERIPRISE FINANCIAL INC 661,742 6,547,000 1.00%
23 Allianz Asset Management GmbH 630,813 6,239,000 0.96%
24 RUSSELL FRANK CO/ 624,685 6,178,000 0.95%
25 PRINCIPAL FINANCIAL GROUP INC 615,859 6,091,000 0.93%
26 RENAISSANCE TECHNOLOGIES LLC 595,100 5,886,000 0.90%
27 DEUTSCHE BANK AG\ 594,779 5,880,000 0.90%
28 Aperio Group, LLC 520,611 5,149,000 0.79%
29 ALPINE WOODS CAPITAL INVESTORS, LLC 508,900 5,033,000 0.77%
30 GUGGENHEIM CAPITAL LLC 469,480 4,643,000 0.71%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 457,431 4,524,000 0.69%
32 Smith, Graham & Co., Investment Advisors, LP 445,032 4,401,000 0.67%
33 CRAWFORD INVESTMENT COUNSEL INC 428,370 4,237,000 0.65%
34 BlackRock Investment Management, LLC 400,898 3,965,000 0.61%
35 Nationwide Fund Advisors 383,353 3,791,000 0.58%
36 Barnett & Company, Inc. 375,418 3,713,000 0.57%
37 State of New Jersey Common Pension Fund D 365,000 3,610,000 0.55%
38 VAN ECK ASSOCIATES CORP 341,596 3,378,000 0.52%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 321,221 3,177,000 0.49%
40 BANK OF AMERICA CORP /DE/ 311,959 3,086,000 0.47%
41 ANALYTIC INVESTORS, LLC 299,387 2,961,000 0.45%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 279,800 2,767,000 0.42%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 271,400 2,684,000 0.41%
44 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 267,730 2,648,000 0.41%
45 WASATCH ADVISORS LP 264,000 2,611,000 0.40%
46 GOLDMAN SACHS GROUP INC 252,556 2,498,000 0.38%
47 TEACHER RETIREMENT SYSTEM OF TEXAS 246,728 2,440,000 0.37%
48 CITIGROUP INC 243,350 2,407,000 0.37%
49 LOS ANGELES CAPITAL MANAGEMENT LLC 227,670 2,252,000 0.35%
50 PENN MUTUAL LIFE INSURANCE CO 225,000 2,229,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.