| 1 |
DG Capital Management, LLC |
1,130,127 |
5,097,000 |
16.27% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,083,410 |
4,886,000 |
15.59% |
|
|
| 3 |
UBS Group AG |
794,720 |
3,584,000 |
11.44% |
|
|
| 4 |
FRANKLIN RESOURCES INC |
674,150 |
3,040,000 |
9.70% |
|
|
| 5 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
551,090 |
2,485,000 |
7.93% |
|
|
| 6 |
Advisors Asset Management, Inc. |
517,400 |
2,333,000 |
7.45% |
|
|
| 7 |
DIALECTIC CAPITAL MANAGEMENT, LP |
268,080 |
1,209,000 |
3.86% |
|
|
| 8 |
MORGAN STANLEY |
192,736 |
869,000 |
2.77% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
164,129 |
740,000 |
2.36% |
|
|
| 10 |
VAN ECK ASSOCIATES CORP |
160,791 |
725,000 |
2.31% |
|
|
| 11 |
BlackRock Group LTD |
152,619 |
688,000 |
2.20% |
|
|
| 12 |
Muzinich & Co., Inc. |
149,051 |
656,000 |
2.09% |
|
|
| 13 |
TWO SIGMA ADVISERS, LP |
126,173 |
575,000 |
1.84% |
|
|
| 14 |
Kellner Capital, LLC |
125,036 |
564,000 |
1.80% |
|
|
| 15 |
Texas Yale Capital Corp. |
112,800 |
509,000 |
1.62% |
|
|
| 16 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
112,400 |
507,000 |
1.62% |
|
|
| 17 |
TWO SIGMA INVESTMENTS, LP |
89,940 |
406,000 |
1.30% |
|
|
| 18 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
87,900 |
396,000 |
1.26% |
|
|
| 19 |
Legal & General Group Plc |
49,393 |
223,000 |
0.71% |
|
|
| 20 |
CUE ADVISORY SERVICES, INC. |
45,700 |
206,000 |
0.66% |
|
|
| 21 |
683 Capital Management, LLC |
37,000 |
167,000 |
0.53% |
|
|
| 22 |
CITIGROUP INC |
31,638 |
143,000 |
0.46% |
|
|
| 23 |
Creative Planning |
30,768 |
139,000 |
0.44% |
|
|
| 24 |
DEUTSCHE BANK AG\ |
30,393 |
137,000 |
0.44% |
|
|
| 25 |
BB&T SECURITIES, LLC |
27,359 |
123,000 |
0.39% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
26,410 |
119,000 |
0.38% |
|
|
| 27 |
Diversified Trust Co |
26,024 |
117,000 |
0.37% |
|
|
| 28 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,526 |
97,000 |
0.31% |
|
|
| 29 |
LPL Financial LLC |
18,890 |
94,000 |
0.30% |
|
|
| 30 |
CIBC WORLD MARKET INC. |
17,611 |
79,000 |
0.25% |
|
|
| 31 |
RAYMOND JAMES TRUST N.A. |
16,650 |
75,000 |
0.24% |
|
|
| 32 |
STIFEL FINANCIAL CORP |
16,705 |
75,000 |
0.24% |
|
|
| 33 |
EAGLE GLOBAL ADVISORS LLC |
11,960 |
54,000 |
0.17% |
|
|
| 34 |
DRILL CRAIG A |
11,800 |
53,000 |
0.17% |
|
|
| 35 |
D. E. Shaw & Co., Inc. |
11,415 |
51,000 |
0.16% |
|
|
| 36 |
MSI Financial Services Inc |
5,694 |
26,000 |
0.08% |
|
|
| 37 |
US BANCORP \DE\ |
4,900 |
22,000 |
0.07% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
4,651 |
21,000 |
0.07% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
3,108 |
14,000 |
0.04% |
|
|
| 40 |
ROYAL BANK OF CANADA |
2,200 |
10,000 |
0.03% |
|
|
| 41 |
FIFTH THIRD BANCORP |
1,441 |
6,000 |
0.02% |
|
|
| 42 |
Hudock, Inc. |
1,000 |
4,000 |
0.01% |
|
|
| 43 |
Tradewinds Capital Management, LLC |
560 |
3,000 |
0.01% |
|
|
| 44 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
605 |
3,000 |
0.01% |
|
|
| 45 |
NEXT Financial Group, Inc |
500 |
2,000 |
0.01% |
|
|
| 46 |
Windsor Capital Management, LLC |
400 |
1,000 |
0.00% |
|
|
| 47 |
AMERICAN INTERNATIONAL GROUP, INC. |
309 |
1,000 |
0.00% |
|
|
| 48 |
GLENMEDE TRUST CO NA |
275 |
0 |
0.00% |
|
|
| 49 |
Pinnacle Summer Investments, Inc. |
100 |
0 |
0.00% |
|
|
