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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
851 MOOG INC 16,100 1,057 0.01%
852 BARNES & NOBLE INC 50,000 1,045 0.01%
853 BELDEN INC 15,000 1,044 0.01%
854 COVANTA HLDG CORP 900,000 1,044 0.01% PRN
855 MSC INDL DIRECT INC 12,000 1,038 0.01%
856 AMPHENOL CORP NEW 11,300 1,036 0.01%
857 ALIGN TECHNOLOGY INC 20,000 1,036 0.01%
858 Atlas Energy LP 24,000 1,033 0.01%
859 BLOUNT INTL INC NEW 85,800 1,021 0.01%
860 MULTIMEDIA GAMES H 35,000 1,016 0.01%
861 SCHULMAN A INC 28,000 1,015 0.01%
862 HUDSON VALLEY HOLDING CORP 53,000 1,010 0.01%
863 PENN ENTERTAINMENT INC COM 82,000 1,010 0.01%
864 STRATTEC SEC CORP 13,800 997 0.01%
865 RAYTHEON CO 10,000 988 0.01%
866 JARDEN CORP 16,500 987 0.01%
867 Inventure Foods Inc 70,200 981 0.01%
868 OPKO HEALTH INC 105,000 979 0.01%
869 PRIVATEBANCORP INC 32,000 976 0.01%
870 CSR PLC 20,000 967 0.01%
871 NEOGENOMICS INC 275,000 954 0.00%
872 QTS RLTY TR INC 37,500 941 0.00%
873 CHECK POINT SOFTWARE TECH LT 13,900 940 0.00%
874 INTREPID POTASH INC 60,000 928 0.00%
875 METTLER-TOLEDO 3,900 919 0.00%
876 LYDALL INC COM 40,083 917 0.00%
877 MARTHA STEWART LIVING OMNIME 202,000 915 0.00%
878 HOME INNS & HOTELS MANAG-ADR 28,000 904 0.00%
879 EMBRAER S A 25,000 887 0.00%
880 WILLIS TOWERS WATSON PLC 20,000 883 0.00%
881 EXCO RESOURCES INC 155,928 873 0.00%
882 REXNORD CORP NEW COM 30,000 869 0.00%
883 RTI SURGICAL HOLDINGS INC COM 210,000 857 0.00%
884 MATTEL INC 21,000 842 0.00%
885 HARMONY GOLD MINING CO LTD 275,000 839 0.00%
886 CALLON PETE CO DEL 100,000 837 0.00%
887 FALCONSTOR SOFTWARE INC 525,000 830 0.00%
888 Drew Inds Inc 15,000 813 0.00%
889 SANDISK CORP 10,000 812 0.00%
890 CHINA YUCHAI INTL LTD 38,000 805 0.00%
891 VINA CONCHA Y TORO S A SPONSORED ADR 20,000 800 0.00%
892 TEVA PHARMACEUTICAL INDS LTD 15,000 793 0.00%
893 MEDALLION FINL CORP 60,024 793 0.00%
894 OI S.A. SPN ADR 592,515 788 0.00%
895 WATSCO INC CL B CONV 7,875 785 0.00%
896 GRIFOLS S A SP ADR REP B 18,991 784 0.00%
897 * LEXICON PHARMACEUTICALS INC COM 452,000 782 0.00%
898 STILLWATER MNG CO 52,100 772 0.00%
899 MOTOROLA SOLUTIONS INC 12,000 771 0.00%
900 AMERIPRISE FINL INC 7,000 770 0.00%
Page 18 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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