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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1001 PALO ALTO NETWORKS INC 4,500 309 0.00%
1002 WEIGHT WATCHERS INTL INC NEW 15,000 308 0.00%
1003 ANIKA THERAPEUTICS INC 7,500 308 0.00%
1004 AES TRUST III PFD CV 6.75 6,000 307 0.00%
1005 Capstone Turbine 142,000 302 0.00%
1006 IRIDIUM COMMUNICATIONS INC 40,000 300 0.00%
1007 NEW JERSEY RES CORP 6,000 299 0.00%
1008 ENTERGY CORP NEW 4,400 294 0.00%
1009 HOST HOTELS & RESORTS INC 14,422 292 0.00%
1010 GENTIUM S P A 4,909 274 0.00%
1011 Wright Medical Conv Sr Notes 250,000 268 0.00% PRN
1012 BLACKBERRY LTD 33,000 267 0.00%
1013 EASTMAN KODAK CO 8,000 267 0.00%
1014 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
1015 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
1016 WindStream Corp (win) 31,000 255 0.00%
1017 MERCURY SYS INC COM 19,000 251 0.00%
1018 CALAVO GROWERS INC COM 7,000 249 0.00%
1019 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
1020 Spartan Stores Inc 10,240 238 0.00%
1021 TORONTO DOMINION BK ONT 5,000 235 0.00%
1022 FRESH MKT INC 7,000 235 0.00%
1023 PHH Corp 9,000 233 0.00%
1024 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
1025 CHINA TELECOM CORP LTD 5,000 230 0.00%
1026 GLEACHER & CO INC 20,000 228 0.00%
1027 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
1028 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
1029 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
1030 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
1031 CERES, INC. 220,000 193 0.00%
1032 A H BELO CORP 15,000 174 0.00%
1033 SYNERON MEDICAL LTD 14,000 174 0.00%
1034 Cambium Learning Group Inc 80,000 170 0.00%
1035 CAPITOL FED FINL INC 12,500 157 0.00%
1036 SHANDA GAMES LTD 21,200 138 0.00%
1037 ORBCOMM INCORPORATED 20,000 137 0.00%
1038 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
1039 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
1040 HARTE-HANKS INC 15,000 133 0.00%
1041 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
1042 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
1043 Fairway Group Holdings Corp. 15,000 115 0.00%
1044 BIOLASE INC 45,678 110 0.00%
1045 USEC INC COM NEW DELETED 26,800 108 0.00%
1046 CADIZ INC COM USD0.01 15,000 106 0.00%
1047 EQUAL ENERGY LTD 22,200 102 0.00%
1048 MOSYS INC 22,000 100 0.00%
1049 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
1050 HALCON RESOURCES CORP 21,592 93 0.00%
Page 21 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 61,000 2,913 0.02%
2 JOS A BANK CLOTHIERS INC 317,200 20,396 0.11%
3 LIFE STORAGE INC 4,750,800 52,591 0.27%
4 MAG SILVER CORP COM 98,000 1,862 0.01%
5 OI S.A. SPN ADR 592,515 788 0.00%
6 PEABODY ENERGY CORP 1,608,593 26,284 0.14%
7 * LEXICON PHARMACEUTICALS INC COM 452,000 782 0.00%
8 3M CO 42,500 5,766 0.03%
9 A H BELO CORP 15,000 174 0.00%
10 A O SMITH 78,000 3,590 0.02%
11 AAR CORP COM 25,000 649 0.00%
12 ABB LTD 532,000 13,720 0.07%
13 ABBOTT LABS 371,000 14,287 0.07%
14 ABBVIE INC 70,000 3,598 0.02%
15 ACCELRYS INC. 200,600 2,499 0.01%
16 ACCO BRANDS CORPORATION COM 294,000 1,811 0.01%
17 ACTIVISION BLIZZARD INC 380,000 7,767 0.04%
18 ACUITY BRANDS INC 58,000 7,689 0.04%
19 ADCARE HEALTH SYSTEMS INC 279,924 1,164 0.01%
20 AEGION CORP 30,000 759 0.00%
21 AES CORP 4,484,500 64,039 0.33%
22 AES TRUST III PFD CV 6.75 6,000 307 0.00%
23 AETNA INC NEW 144,979 10,869 0.06%
24 AFLAC INC 54,000 3,404 0.02%
25 AGCO CORP 42,000 2,317 0.01%
26 AGL Resources Inc 254,764 12,473 0.06%
27 AGNICO EAGLE MINES LTD 2,418,281 73,153 0.38%
28 AGRIUM INC 40,000 3,901 0.02%
29 AIR PRODS & CHEMS INC 51,000 6,071 0.03%
30 AIRGAS INC 110,000 11,716 0.06%
31 AKORN INCORPORATED 362,209 7,969 0.04%
32 ALBANY INTL CORP CL A 128,000 4,549 0.02%
33 ALBEMARLE CORP 123,000 8,170 0.04%
34 ALERE INC 346,000 11,885 0.06%
35 ALIGN TECHNOLOGY INC 20,000 1,036 0.01%
36 ALLEGHANY CORP 40,779 16,613 0.09%
37 ALLEGION PUB LTD CO 26,334 1,374 0.01%
38 ALLERGAN PLC 244,600 50,351 0.26%
39 ALLETE INC COM NEW 386,000 20,234 0.11%
40 ALLIANCE HOLDINGS GP LP 34,000 2,112 0.01%
41 ALLIANCEBERNSTEIN HLDG L P 665,000 16,605 0.09%
42 ALLIANT ENERGY CORP 174,000 9,885 0.05%
43 ALLIED NEVADA GOLD UTIL 80,000 345 0.00%
44 ALTRIA GROUP INC 80,000 2,994 0.02%
45 AMAZON COM INC 20,500 6,895 0.04%
46 AMC NETWORKS INC CL A 1,190,600 87,009 0.45%
47 AMCOL INTERNATIONAL CORP CMN 559,388 25,609 0.13%
48 AMER STATES WTR CO 51,000 1,647 0.01%
49 AMEREN CORP 744,000 30,653 0.16%
50 AMERICA MOVIL SAB DE CV 506,900 10,077 0.05%
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