| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | CALAMP CORP | 15,000 | 14,000 | 0.00% | PRN | |
| 52 | WESTERN DIGITAL CORP | 300 | 14,000 | 0.00% | ||
| 53 | PENNYMAC CORP | 16,000 | 15,000 | 0.00% | ||
| 54 | BROCADE COMMUNICATIONS SYS I | 15,000 | 15,000 | 0.00% | PRN | |
| 55 | RTW HLDGS INC | 15,000 | 15,000 | 0.00% | PRN | |
| 56 | NEW MTN FIN CORP | 15,000 | 15,000 | 0.00% | PRN | |
| 57 | AMGEN INC | 100 | 15,000 | 0.00% | Call | |
| 58 | BLACKSTONE MTG TR INC | 14,000 | 15,000 | 0.00% | ||
| 59 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 948,763 | 15,000 | 0.00% | ||
| 60 | RESOURCE CAP CORP | 17,000 | 16,000 | 0.00% | ||
| 61 | MEDIDATA SOLUTIONS INC 1 08/01/2018 | 15,000 | 16,000 | 0.00% | PRN | |
| 62 | HURON CONSULTING GROUP INC | 16,000 | 16,000 | 0.00% | PRN | |
| 63 | NATIONAL HEALTH INVS INC | 15,000 | 17,000 | 0.00% | PRN | |
| 64 | VANECK ETF TRUST | 290 | 17,000 | 0.00% | ||
| 65 | TOLL BROS FIN CORP | 18,000 | 18,000 | 0.00% | PRN | |
| 66 | ELECTRONICS FOR IMAGING INC | 17,000 | 18,000 | 0.00% | PRN | |
| 67 | RENEWABLE ENERGY GROUP INC | 17,000 | 18,000 | 0.00% | PRN | |
| 68 | ANADARKO PETE CORP | 350 | 19,000 | 0.00% | ||
| 69 | ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 | 20,000 | 19,000 | 0.00% | PRN | |
| 70 | MURPHY OIL | 616 | 20,000 | 0.00% | ||
| 71 | CHART INDS INC SR SB GLBL CV 18 | 21,000 | 20,000 | 0.00% | PRN | |
| 72 | BROADSOFT INC | 17,000 | 20,000 | 0.00% | PRN | |
| 73 | TTM TECHNOLOGIES INC | 21,000 | 21,000 | 0.00% | PRN | |
| 74 | CREDIT SUISSE AG NASSAU BRH | 10,000 | 22,000 | 0.00% | ||
| 75 | ANI PHARMACEUTICALS INC | 20,000 | 22,000 | 0.00% | PRN | |
| 76 | BAKER HUGHES INC | 500 | 23,000 | 0.00% | ||
| 77 | GALENA BIOPHARMA INC | 50,000 | 23,000 | 0.00% | Call | |
| 78 | ISHARES SILVER TR | 1,300 | 23,000 | 0.00% | ||
| 79 | FIRST HORIZON CORPORATION COM | 1,712 | 24,000 | 0.00% | ||
| 80 | AIR METHODS CORP | 681 | 24,000 | 0.00% | ||
| 81 | DOLLAR TREE INC | 250 | 24,000 | 0.00% | ||
| 82 | AMERICAN WTR WKS CO INC NEW | 300 | 25,000 | 0.00% | ||
| 83 | FREEPORT-MCMORAN INC | 2,334 | 26,000 | 0.00% | ||
| 84 | SYNTA PHARMACEUTICALS CORP | 100,000 | 26,000 | 0.00% | ||
| 85 | SPIRIT RLTY CAP INC NEW | 2,000 | 26,000 | 0.00% | Call | |
| 86 | TRACTOR SUPPLY CO | 300 | 27,000 | 0.00% | Put | |
| 87 | SYNCHRONOSS TECHNOLOGIES INC | 31,000 | 30,000 | 0.00% | PRN | |
| 88 | CREDIT ACCEP CORP MICH | 163 | 30,000 | 0.00% | ||
| 89 | EXCO RESOURCES INC | 25,700 | 33,000 | 0.00% | ||
| 90 | PROSPECT CAPITAL CORPORATION | 33,000 | 33,000 | 0.00% | PRN | |
| 91 | MICRON TECHNOLOGY INC | 2,411 | 33,000 | 0.00% | ||
| 92 | D R HORTON INC | 1,112 | 35,000 | 0.00% | ||
| 93 | AMERICAN HOMES 4 RENT CL A | 1,716 | 35,000 | 0.00% | ||
| 94 | ONCOBIOLOGICS INC - WARRANT A | 79,347 | 36,000 | 0.00% | ||
| 95 | TRONOX LTD SHS CL A | 8,100 | 36,000 | 0.00% | Put | |
| 96 | ONCOBIOLOGICS INC - WARRANT B | 79,347 | 36,000 | 0.00% | ||
| 97 | ARBUTUS BIOPHARMA CORP | 11,200 | 39,000 | 0.00% | ||
| 98 | CARRIAGE SVCS INC NOTE 2.750 3/1 | 35,000 | 41,000 | 0.00% | PRN | |
| 99 | OSHKOSH CORP | 878 | 42,000 | 0.00% | ||
| 100 | MYLAN N V | 1,000 | 43,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004276, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
