| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OAKTREE CAPITAL MANAGEMENT LP | 20,526,000 | 21,898,000 | 20.39% | PRN | |
| 2 | AMERIPRISE FINANCIAL INC | 12,550,000 | 13,342,000 | 12.42% | PRN | |
| 3 | FMR LLC | 10,000,000 | 10,613,000 | 9.88% | PRN | |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 8,110,000 | 8,606,000 | 8.01% | PRN | |
| 5 | PUTNAM INVESTMENTS LLC | 7,447,000 | 7,903,000 | 7.36% | ||
| 6 | Invesco Ltd. | 6,711,000 | 7,122,000 | 6.63% | PRN | |
| 7 | BESSEMER GROUP INC | 5,000,000 | 5,268,000 | 4.90% | PRN | |
| 8 | CITADEL ADVISORS LLC | 4,928,000 | 5,246,000 | 4.88% | PRN | |
| 9 | Nicholas Investment Partners, LP | 4,300,000 | 4,563,000 | 4.25% | PRN | |
| 10 | Clearbridge Investments, LLC | 4,235,000 | 4,475,000 | 4.17% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 2,433,000 | 2,582,000 | 2.40% | PRN | |
| 12 | CREDIT SUISSE AG/ | 71,882 | 2,186,000 | 2.04% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 2,000,000 | 2,127,000 | 1.98% | ||
| 14 | CITIGROUP INC | 1,994,000 | 2,116,000 | 1.97% | PRN | |
| 15 | Calamos Advisors LLC | 1,500,000 | 1,593,000 | 1.48% | PRN | |
| 16 | Bank of New York Mellon Corp | 1,500,000 | 1,585,000 | 1.48% | ||
| 17 | BAR HARBOR TRUST SERVICES | 1,420,000 | 1,507,000 | 1.40% | PRN | |
| 18 | PRELUDE CAPITAL MANAGEMENT, LLC | 795,000 | 846,000 | 0.79% | PRN | |
| 19 | METROPOLITAN LIFE INSURANCE CO/NY | 7,727 | 835,000 | 0.78% | ||
| 20 | NOMURA HOLDINGS INC | 733,000 | 778,000 | 0.72% | PRN | |
| 21 | MORGAN STANLEY | 609,000 | 644,000 | 0.60% | PRN | |
| 22 | Investors Capital Advisory Services | 463,000 | 491,000 | 0.46% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 321,000 | 340,000 | 0.32% | PRN | |
| 24 | SEI INVESTMENTS CO | 140,000 | 149,000 | 0.14% | ||
| 25 | JPMORGAN CHASE & CO | 127,000 | 134,000 | 0.12% | PRN | |
| 26 | D.A. DAVIDSON & CO. | 125,000 | 133,000 | 0.12% | ||
| 27 | WELLS FARGO & COMPANY/MN | 119,000 | 127,000 | 0.12% | PRN | |
| 28 | ADVISOR GROUP, INC. | 58 | 61,000 | 0.06% | PRN | |
| 29 | Wellesley Asset Management | 51,248 | 54,515 | 0.05% | PRN | |
| 30 | STIFEL FINANCIAL CORP | 26,531 | 27,000 | 0.03% | PRN | |
| 31 | Raymond James Financial Services Advisors, Inc. | 16,000 | 17,000 | 0.02% | PRN | |
| 32 | Jefferies Group LLC | 14,000 | 15,000 | 0.01% | ||
| 33 | HighTower Advisors, LLC | 12,000 | 13,000 | 0.01% | PRN | |
| 34 | ACG Wealth | 10,000 | 11,000 | 0.01% | ||
| 35 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
