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Institutional Investment Manager
BLACKROCK ADVISORS LLC
BLACKROCK ADVISORS LLC (CIK: 0001086364) incorporated in Delaware, located at 251 Little Falls Drive, Wilmington, DE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,722 holdings with a total value of $97,198,140,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AEMETIS INC 3,787 4,000 0.00%
52 RAND LOGISTICS INC 5,032 4,000 0.00%
53 BON-TON STORES INC 2,228 4,000 0.00%
54 DARIOHEALTH CORP 5,493 4,000 0.00%
55 HISTOGENICS CORP 1,354 4,000 0.00%
56 BIOSTAGE INC 3,656 4,000 0.00%
57 FORWARD INDS INC N Y 2,823 4,000 0.00%
58 DOVER MOTORSPORTS INC 1,592 4,000 0.00%
59 TENAX THERAPEUTICS INC 1,873 4,000 0.00%
60 GENVEC INC 8,267 4,000 0.00%
61 AMERICAN DG ENERGY INC 13,435 4,000 0.00%
62 HEAT BIOLOGICS INC 2,991 4,000 0.00%
63 EGAIN CORP 1,227 4,000 0.00%
64 OPTICAL CABLE CORP COM NEW 1,750 4,000 0.00%
65 HENNESSY CAP ACQUISITION COR 9,232 4,000 0.00%
66 NORTHWEST BIOTHERAPEUTICS 7,566 4,000 0.00%
67 Apricus Biosciences, Inc. 12,376 4,000 0.00%
68 PERNIX THERAPEUTICS HLDGS IN 7,631 5,000 0.00%
69 QUNAR CAYMN ISLND ADR REP 3 CL B ORD 180 5,000 0.00%
70 ACURA PHARMACEUTICALS INC 3,204 5,000 0.00%
71 COLONY BANKCORP INC 463 5,000 0.00%
72 BEASLEY BROADCAST GROUP INC 784 5,000 0.00%
73 TOR MINERALS INTL INC 1,000 5,000 0.00%
74 DETERMINE INC 2,985 5,000 0.00%
75 KADMON HLDGS INC 718 5,000 0.00%
76 CELLECTAR BIOSCIENCES INC 5,847 5,000 0.00%
77 AMYRIS INC COM 8,820 5,000 0.00%
78 CYTORI THERAPEUTICS INC 2,594 5,000 0.00%
79 SEADRILL LIMITED 2,100 5,000 0.00% Call
80 QUEST RESOURCE HLDG CORP 2,241 5,000 0.00%
81 QUMU CORP 2,149 5,000 0.00%
82 CLEVELAND BIOLABS INC 2,800 5,000 0.00%
83 UNILIFE CORP NEW 2,413 5,000 0.00%
84 OCULUS INNOVATIVE SCIENCES I 20,202 5,000 0.00%
85 CAPRICOR THERAPEUTICS INC 1,665 5,000 0.00%
86 CAPSTONE TURBINE CORP 3,678 5,000 0.00%
87 CONTRAVIR PHARMACEUTICALS IN 5,453 6,000 0.00%
88 MAST THERAPEUTICS INC COM 50,199 6,000 0.00%
89 NEURALSTEM INC COM 17,361 6,000 0.00%
90 OREXIGEN THERAPEUTICS INC 1,808 6,000 0.00%
91 TOKAI PHARMACEUTICALS INC COM 4,020 6,000 0.00%
92 Basic Energy Services 7,015 6,000 0.00%
93 SMITH MICRO SOFTWARE INC 3,086 6,000 0.00%
94 UNIVERSAL TECHNICAL INST INC 3,377 6,000 0.00%
95 REMARK MEDIA INC 1,421 6,000 0.00%
96 Spanish Broadcasting System Inc. 1,474 6,000 0.00%
97 GENERAL MOLY INC 21,436 6,000 0.00%
98 ENPHASE ENERGY INC 5,033 6,000 0.00%
99 BONANZA CREEK ENERGY INC 6,854 7,000 0.00%
100 DEXTERA SURGICAL INC 3,562 7,000 0.00%
Page 2 of 75

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086364-16-002324, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.