| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AUTHENTIDATE HLDG CORP | 11,650 | 2,000 | 0.00% | ||
| 2 | Hercules Offshore Inc | 35,154 | 8,000 | 0.00% | ||
| 3 | ARCH COAL INC | 25,000 | 9,000 | 0.00% | ||
| 4 | FUELCELL ENERGY INC COM | 10,100 | 10,000 | 0.00% | ||
| 5 | ALMADEN MINERALS LTD | 20,000 | 17,000 | 0.00% | ||
| 6 | * SANDRIDGE ENERGY INC COM | 25,000 | 22,000 | 0.00% | ||
| 7 | DREYFUS HIGH YIELD STRATEGIE | 12,000 | 40,000 | 0.00% | ||
| 8 | Ipass Inc | 40,000 | 42,000 | 0.00% | ||
| 9 | CLIFFS NAT RES INC | 10,451 | 45,000 | 0.00% | ||
| 10 | SIRIUS XM HOLDINGS INC | 12,200 | 46,000 | 0.00% | ||
| 11 | MEDIDATA SOLUTIONS INC 1 08/01/2018 | 45,000 | 53,000 | 0.00% | ||
| 12 | NAVIOS MARITIME HOLDINGS INC | 17,000 | 63,000 | 0.00% | ||
| 13 | PENN WEST PETE LTD NEW | 38,080 | 65,000 | 0.00% | ||
| 14 | SPARTAN MTRS INC | 14,618 | 67,000 | 0.00% | ||
| 15 | AMYRIS INC COM | 36,754 | 72,000 | 0.00% | ||
| 16 | Quantum Fuel Systems Tech Worl | 32,881 | 73,000 | 0.00% | ||
| 17 | AVON PRODS INC | 12,303 | 77,000 | 0.00% | ||
| 18 | APOLLO INVT CORP | 11,000 | 78,000 | 0.00% | ||
| 19 | DAWSON GEOPHYSICAL CO NEW | 17,700 | 81,000 | 0.00% | ||
| 20 | TEMPLETON GLOBAL INCOME FD | 11,683 | 82,000 | 0.00% | ||
| 21 | RADISYS CORP COM | 35,200 | 89,000 | 0.00% | ||
| 22 | ENERPLUS CORP | 10,110 | 89,000 | 0.00% | ||
| 23 | PIMCO HIGH INCOME FD | 10,200 | 102,000 | 0.00% | ||
| 24 | LXP INDUSTRIAL TRUST COM | 12,076 | 102,000 | 0.00% | ||
| 25 | SUMITOMO MITSUI FINL GROUP I | 11,858 | 105,000 | 0.00% | ||
| 26 | WESTERN ASSET GLOBAL HIGH IN | 10,525 | 109,000 | 0.00% | ||
| 27 | CAPITAL PRODUCT PARTNERS L P | 14,267 | 111,000 | 0.00% | ||
| 28 | LG DISPLAY CO LTD | 10,343 | 120,000 | 0.00% | ||
| 29 | CARDICA INC | 241,261 | 120,000 | 0.00% | ||
| 30 | Amber Road Inc | 17,035 | 120,000 | 0.00% | ||
| 31 | BANCO BRADESCO S A | 13,457 | 123,000 | 0.00% | ||
| 32 | NUVEEN MUN VALUE FD INC | 13,469 | 130,000 | 0.00% | ||
| 33 | SPROTT PHYSICAL GOLD TRUST | 13,600 | 131,000 | 0.00% | ||
| 34 | INVESCO MUN TR | 11,009 | 132,000 | 0.00% | ||
| 35 | SYNERON MEDICAL LTD | 12,455 | 132,000 | 0.00% | ||
| 36 | AES CORP | 10,063 | 133,000 | 0.00% | ||
| 37 | SKULLCANDY INC | 17,503 | 134,000 | 0.00% | ||
| 38 | FMSA HLDGS INC. | 16,533 | 135,000 | 0.00% | ||
| 39 | NUVEEN QUALITY MUNCP INCOME | 10,540 | 143,000 | 0.00% | ||
| 40 | SILVER SPRING NETWORKS INC COM | 11,800 | 146,000 | 0.00% | ||
| 41 | EATON VANCE MUN BD FD | 12,000 | 146,000 | 0.00% | ||
| 42 | AURIS MED HLDG AG | 30,779 | 150,000 | 0.00% | ||
| 43 | ENCANA CORP | 13,579 | 150,000 | 0.00% | ||
| 44 | EATON VANCE TAX MANAGED DIVE | 13,958 | 159,000 | 0.00% | ||
| 45 | UNITED BANCORP INC OHIO | 18,000 | 161,000 | 0.00% | ||
| 46 | ARGOS THERAPEUTICS INC | 23,655 | 162,000 | 0.00% | ||
| 47 | California Resources Corp | 27,520 | 166,000 | 0.00% | ||
| 48 | BLACKROCK MUNIHLDS INVSTM QL | 12,000 | 166,000 | 0.00% | ||
| 49 | HEALTH CARE REIT INC | 131,000 | 169,000 | 0.00% | ||
| 50 | LINN ENERGY LLC UNIT LTD LIAB | 19,150 | 171,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001089877-15-000019, filed 2015.08.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
