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Institutional Investment Manager
ELLINGTON MANAGEMENT GROUP LLC
ELLINGTON MANAGEMENT GROUP LLC (CIK: 0001098490) incorporated in Delaware, located at 53 Forest Avenue, Old Greenwich, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 625 holdings with a total value of $362,991,000.
#
Name
Shares
Value ($)
%
Options
Notes
601 OCULAR THERAPEUTIX INC 16,900 116,000 0.03%
602 ZOGENIX INC 10,100 115,000 0.03%
603 IRIDIUM COMMUNICATIONS INC 13,700 111,000 0.03%
604 TEXTAINER GROUP HOLDINGS LTD 14,600 109,000 0.03%
605 GROUPON INC 21,000 108,000 0.03%
606 UNIQURE NV 14,100 108,000 0.03%
607 FIRST NBC BK HLDG CO 11,400 108,000 0.03%
608 VONAGE HLDGS CORP 16,300 108,000 0.03%
609 DICE HOLDINGS INC 13,400 106,000 0.03%
610 CYS INVTS INC COM 12,000 105,000 0.03%
611 ORASURE TECHNOLOGIES INC 13,000 104,000 0.03%
612 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 17,400 103,000 0.03%
613 KRATOS DEFENSE & SECURITY SOLU COM 15,000 103,000 0.03%
614 LION BIOTECHNOLOGIES INC COM 12,400 102,000 0.03%
615 SANCHEZ ENERGY CORP COM 10,600 94,000 0.03%
616 CYTOKINETICS INC 10,000 92,000 0.03%
617 COSAN LTD 12,700 91,000 0.03%
618 LIVEPERSON INC 10,700 90,000 0.02%
619 FCB Financial Holdings Inc 11,500 88,000 0.02%
620 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 16,500 87,000 0.02%
621 SANGAMO THERAPEUTICS INCORPORATED 17,000 79,000 0.02%
622 VIMPELCOM LTD 20,500 71,000 0.02%
623 Cincinnati Bell Inc 16,700 68,000 0.02%
624 FRONTIER COMMUNICATIONS CORP 16,300 68,000 0.02%
625 SYNERGY PHARMACEUTICALS DEL 11,700 64,000 0.02%
Page 13 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004801, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.