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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 WORKDAY INC 500,000 600,000 0.01% PRN
352 SANOFI 1,203,178 559,000 0.01%
353 CEMPRA INC 50,000 548,000 0.01%
354 PETROLEO BRASILEIRO SA PETRO 35,100 498,000 0.01%
355 HEALTHCARE RLTY TR 20,268 480,000 0.01%
356 AUTOZONE INC 907 462,000 0.01%
357 Welltower Inc 7,500 434,000 0.01%
358 AMERICAN CAMPUS CMNTYS INC 11,188 408,000 0.01%
359 C&J ENERGY SVCS INC 13,280 406,000 0.01%
360 XCERRA CORP 41,052 402,000 0.01%
361 GLIMCHER RLTY TR 29,463 399,000 0.01%
362 CONSOLIDATED EDISON INC 5,767 327,000 0.01%
363 APOLLO INVT CORP 39,712 324,000 0.01%
364 LOMBARD MEDICAL INC 40,000 308,000 0.01%
365 INTEL CORP 8,432 294,000 0.01%
366 MTGE INVT CORP 15,608 294,000 0.01%
367 NATIONAL RETAIL PPTYS INC 8,305 287,000 0.01%
368 EXTRA SPACE STORAGE INC 5,501 284,000 0.01%
369 IDENTIV INC 20,000 268,000 0.01%
370 CELLADON CORP 25,000 262,000 0.01%
371 AGL Resources Inc 4,855 249,000 0.01%
372 ASSOCIATED ESTATES 14,185 248,000 0.01%
373 DTE ENERGY CO 3,188 243,000 0.01%
374 GEO GROUP INC NEW 6,339 242,000 0.01%
375 GREIF INC 5,502 241,000 0.01%
376 Cinedigm Corp 150,000 232,000 0.00%
377 AVIV REIT INC 8,779 231,000 0.00%
378 UNDER ARMOUR INC 100,000 228,000 0.00% Put
379 DR PEPPER SNAPPLE GROUP INC 216,200 227,000 0.00% Call
380 FRESH DEL MONTE PRODUCE INC COM 6,873 219,000 0.00%
381 MCDONALDS CORP 2,266 215,000 0.00%
382 LTC PPTYS INC COM 5,774 213,000 0.00%
383 CERULEAN PHARMA INC 50,421 213,000 0.00%
384 Aaron's Inc 8,600 209,000 0.00%
385 CACI INTL INC CL A 2,840 202,000 0.00%
386 RESOURCE CAP CORP 39,868 194,000 0.00%
387 DOLLAR TREE INC 100,000 160,000 0.00% Call
388 COMMUNITY HEALTH SYS INC NEW 5,006,300 150,000 0.00%
389 NAVISTAR INTL CORP NEW 100,000 145,000 0.00% Put
390 RIO TINTO PLC 56,800 142,000 0.00% Put
391 MARVELL TECHNOLOGY GROUP LTD 10,404 140,000 0.00%
392 RALPH LAUREN CORP 50,000 134,000 0.00% Put
393 LXP INDUSTRIAL TRUST COM 13,628 133,000 0.00%
394 HERSHA HOSPITALITY TR 19,201 122,000 0.00%
395 QLOGIC CORP 11,877 109,000 0.00%
396 ON SEMICONDUCTOR CORP 11,872 106,000 0.00%
397 VONAGE HLDGS CORP 30,055 99,000 0.00%
398 ISHARES TR 20,000 98,000 0.00% Put
399 AMKOR TECHNOLOGY INC 10,655 90,000 0.00%
400 STANDARD PAC CORP 11,876 89,000 0.00%
Page 8 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER INC NEW 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 SIGMA ALDRICH 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER INC NEW 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%