Dark
Light
System
Institutional Investment Manager
PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC (CIK: 0001137774) incorporated in New Jersey, registered under Life Insurance, located at 751 Broad St, Newark, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,329 holdings with a total value of $62,184,910,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 EXCO RESOURCES INC 14,545 13,000 0.00%
2 PLUG POWER INC 14,420 17,000 0.00%
3 DURECT CORP 13,260 18,000 0.00%
4 WMI HOLDINGS CORP. 13,010 20,000 0.00%
5 MANNKIND CORP. 33,710 21,000 0.00%
6 LADENBURG THALMAN FIN SVCS I 10,402 25,000 0.00%
7 Abraxas Petroleum Corp 10,465 27,000 0.00%
8 PARKER DRILLING COMPANY 11,137 29,000 0.00%
9 GERON CORP 14,087 29,000 0.00%
10 COBALT INTL ENERGY INC 26,119 32,000 0.00%
11 IMMUNOGEN INC 16,442 34,000 0.00%
12 NOVAVAX INC COM 29,623 37,000 0.00%
13 Arena Pharmaceuticals, Inc 26,585 38,000 0.00%
14 ACHILLION PHARMACEUTICALS IN 11,632 48,000 0.00%
15 KERYX BIOPHARMACEUTICALS INCORPORATED 10,095 59,000 0.00%
16 APOLLO INVT CORP 10,350 61,000 0.00%
17 OCWEN FINL CORP 11,611 63,000 0.00%
18 ATLANTIC PWR CORP 25,982 65,000 0.00%
19 GLOBALSTAR INC 41,440 65,000 0.00%
20 ZIOPHARM ONCOLOGY INC 12,773 68,000 0.00%
21 CIBER INC 109,667 69,000 0.00%
22 GOLD RESOURCE CORP 17,420 76,000 0.00%
23 SYNERGY PHARMACEUTICALS DEL 12,630 77,000 0.00%
24 GLOBAL X FDS 10,100 79,000 0.00%
25 MANITOWOC INC COM 13,371 80,000 0.00%
26 SONUS NETWORKS INC 12,853 81,000 0.00%
27 ENERNOC INC 14,017 84,000 0.00%
28 GLOBAL NET LEASE INC COM NEW 10,840 85,000 0.00%
29 THERAPEUTICSMD INC 14,860 86,000 0.00%
30 SEADRILL LIMITED 25,650 87,000 0.00%
31 TREVENA INC 14,880 87,000 0.00%
32 RADNET INC COM 13,710 88,000 0.00%
33 LATTICE SEMICONDUCTOR CORP 12,411 91,000 0.00%
34 AXOGEN INC 10,300 93,000 0.00%
35 MOBILEIRON INC COM NEW 25,290 95,000 0.00%
36 INVESTORS REAL 13,402 96,000 0.00%
37 PHARMATHENE INC COM 31,220 101,000 0.00%
38 UNITED CMNTY FINL CORP OHIO 11,290 101,000 0.00%
39 TERRAFORM GLOBAL INC 25,870 102,000 0.00%
40 Jive Software Inc 23,410 102,000 0.00%
41 HALOZYME THERAPEUTICS INC 10,786 107,000 0.00%
42 FEDERAL MOGUL HOLDINGS ORD 10,441 108,000 0.00%
43 IMATION CORP 133,546 110,000 0.00%
44 LENDINGCLUB CORP 20,920 110,000 0.00%
45 FS KKR CAPITAL CORP COM 11,200 115,000 0.00%
46 MITCHAM INDS 28,600 119,000 0.00%
47 ENTRAVISION COMMUNICATIONS C 17,004 119,000 0.00%
48 INFINERA CORPORATION 14,590 124,000 0.00%
49 Axovant Sciences LTD 10,010 124,000 0.00%
50 LIONBRIDGE TECHNOLOGIES ORD 22,129 128,000 0.00%
Page 1 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001137774-17-000076, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.