Dark
Light
System
Security
AXOGEN INC
AXOGEN INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 89 Institutional holders with a total value of $189,999,906.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Essex Woodlands Management, Inc. 4,861,111 43,750,000 23.03%
2 Opaleye Management Inc. 1,970,000 17,730,000 9.33%
3 DEERFIELD MANAGEMENT COMPANY, L.P. 1,838,225 16,544,000 8.71%
4 VANGUARD GROUP INC 1,086,748 9,781,000 5.15%
5 Cortina Asset Management, LLC 921,239 8,291,000 4.36%
6 BlackRock Fund Advisors 831,628 7,485,000 3.94%
7 NEXT CENTURY GROWTH INVESTORS LLC 672,668 6,054,000 3.19%
8 PERKINS CAPITAL MANAGEMENT INC 595,908 5,363,000 2.82%
9 DRIEHAUS CAPITAL MANAGEMENT LLC 541,839 4,877,000 2.57%
10 GILDER GAGNON HOWE & CO LLC 442,338 3,981,000 2.10%
11 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 360,924 3,248,000 1.71%
12 STATE STREET CORP 352,735 3,175,000 1.67%
13 Granite Point Capital Management, L.P. 352,000 3,168,000 1.67%
14 WADDELL & REED FINANCIAL INC 349,288 3,144,000 1.65%
15 AWM Investment Company, Inc. 342,106 3,079,000 1.62%
16 BlackRock Institutional Trust Company, N.A. 337,143 3,034,000 1.60%
17 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 321,358 2,892,000 1.52%
18 Informed Momentum Co LLC 309,940 2,789,000 1.47%
19 S Squared Technology, LLC 302,614 2,724,000 1.43%
20 NORTHERN TRUST CORP 281,301 2,531,000 1.33%
21 Allianz Asset Management GmbH 259,279 2,334,000 1.23%
22 Millrace Asset Group, Inc. 220,000 1,980,000 1.04%
23 RUSSELL INVESTMENTS GROUP, LTD. 219,358 1,963,000 1.03%
24 GEODE CAPITAL MANAGEMENT, LLC 204,615 1,841,000 0.97%
25 G2 Investment Partners Management LLC 201,426 1,813,000 0.95%
26 DEUTSCHE BANK AG\ 196,107 1,764,000 0.93%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 180,400 1,624,000 0.85%
28 SUFFOLK CAPITAL MANAGEMENT LLC 175,084 1,576,000 0.83%
29 EMERALD MUTUAL FUND ADVISERS TRUST 165,807 1,492,000 0.79%
30 Timpani Capital Management LLC 163,684 1,473,000 0.78%
31 ESSEX INVESTMENT MANAGEMENT CO LLC 141,909 1,277,000 0.67%
32 Fiduciary Trust Co International of Pennsylvania 135,115 1,216,000 0.64%
33 WELLS FARGO & COMPANY/MN 133,889 1,205,000 0.63%
34 SCHONFELD STRATEGIC ADVISORS LLC 120,000 1,080,000 0.57%
35 Invesco Ltd. 117,300 1,056,000 0.56%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 105,200 947,000 0.50%
37 MENTA CAPITAL LLC 102,538 923,000 0.49%
38 MORGAN STANLEY 101,194 911,000 0.48%
39 BlackRock Investment Management, LLC 90,071 811,000 0.43%
40 Bank of New York Mellon Corp 89,320 804,000 0.42%
41 PROFICIO CAPITAL PARTNERS LLC 87,200 785,000 0.41%
42 JPMORGAN CHASE & CO 81,536 734,000 0.39%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 75,274 677,000 0.36%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,769 628,000 0.33%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 54,193 488,000 0.26%
46 TEACHERS ADVISORS, LLC 48,740 439,000 0.23%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 38,300 345,000 0.18%
48 TWO SIGMA INVESTMENTS, LP 37,904 341,000 0.18%
49 FNY PARTNERS FUND LP 25,500 230,000 0.12%
50 NEW YORK STATE COMMON RETIREMENT FUND 24,800 223,000 0.12%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.