| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OXFORD LANE CAP CORP | 24 | 0 | 0.00% | ||
| 2 | HOLLYFRONTIER CORP | 250 | 0 | 0.00% | ||
| 3 | GLOBAL HIGH INCOME FUND INC COM | 143 | 1,000 | 0.00% | ||
| 4 | DIVIDEND & INCOME FUND | 105 | 1,000 | 0.00% | ||
| 5 | FORT DEARBORN INCOME SECS INC COM | 124 | 2,000 | 0.00% | ||
| 6 | STRATEGIC GLOBAL INCOME FD COM | 189 | 2,000 | 0.00% | ||
| 7 | MANAGED HIGH YIELD PLUS FUND INC | 1,129 | 2,000 | 0.00% | ||
| 8 | CREDIT SUISSE HIGH YIELD BD | 776 | 2,000 | 0.00% | ||
| 9 | FIRSTHAND TECHNOLOGY VALUE FD COM | 268 | 3,000 | 0.00% | ||
| 10 | RMR REAL ESTATE INCOME FUND | 164 | 3,000 | 0.00% | ||
| 11 | BANCROFT FD LTD | 125 | 3,000 | 0.00% | ||
| 12 | EAGLE CAP GROWTH FD INC | 600 | 5,000 | 0.00% | ||
| 13 | CIM COML TR CORP | 320 | 6,000 | 0.00% | ||
| 14 | TEKLA HEALTHCARE INVS | 306 | 11,000 | 0.00% | ||
| 15 | TEKLA LIFE SCIENCES INVS | 391 | 11,000 | 0.00% | ||
| 16 | ELLSWORTH GROWTH AND INCOME FU COM | 1,235 | 11,000 | 0.00% | ||
| 17 | TIME INC NEW | 645 | 15,000 | 0.00% | ||
| 18 | California Resources Corp | 3,360 | 20,000 | 0.00% | ||
| 19 | SUTRON CORP | 3,500 | 30,000 | 0.00% | ||
| 20 | QUALITY DISTR INC FLA | 1,960 | 30,000 | 0.00% | ||
| 21 | LNB BANCORP INC | 1,663 | 31,000 | 0.00% | ||
| 22 | MERU NETWORKS INC | 20,000 | 32,000 | 0.00% | ||
| 23 | Verso Corp | 49,043 | 32,000 | 0.00% | ||
| 24 | COLUMBIA PIPELINE PARTNERS LP | 1,250 | 32,000 | 0.00% | ||
| 25 | DirectTV Com | 445 | 41,000 | 0.00% | ||
| 26 | PMFG INC | 6,450 | 41,000 | 0.00% | ||
| 27 | ONEIDA FINL CORP MD | 2,030 | 42,000 | 0.00% | ||
| 28 | HCC INSURANCE HOLDINGS INC | 550 | 42,000 | 0.00% | ||
| 29 | MAGNACHIP SEMICONDUCTOR CORP | 6,001 | 46,000 | 0.00% | ||
| 30 | INFORMATICA CORP | 1,050 | 51,000 | 0.00% | ||
| 31 | TIME WARNER INC NEW | 302 | 54,000 | 0.00% | ||
| 32 | TRADE STREET RESIDENTIAL INC | 8,051 | 54,000 | 0.00% | ||
| 33 | IGATE CORP | 1,125 | 54,000 | 0.00% | ||
| 34 | Polypore International | 915 | 55,000 | 0.00% | ||
| 35 | PALL CORP | 450 | 56,000 | 0.00% | ||
| 36 | CMS Energy Corp | 1,129 | 61,000 | 0.00% | ||
| 37 | EAGLE ROCK ENERGY PARTNERS L | 25,000 | 63,000 | 0.00% | ||
| 38 | ASSOCIATED ESTATES | 2,225 | 64,000 | 0.00% | ||
| 39 | PEPCO HOLDINGS INC | 2,375 | 64,000 | 0.00% | ||
| 40 | Omnicare Inc (Acquired 8/18/2015) | 700 | 66,000 | 0.00% | ||
| 41 | BAKER HUGHES INC | 1,075 | 66,000 | 0.00% | ||
| 42 | BIO-REFERENCE LABS INC | 1,690 | 70,000 | 0.00% | ||
| 43 | LUMENIS LTD | 5,210 | 71,000 | 0.00% | ||
| 44 | COCA COLA ENTERPRISES INC NE COM | 2,050 | 89,000 | 0.00% | ||
| 45 | WEYERHAEUSER CO | 3,500 | 110,000 | 0.00% | ||
| 46 | BROADCOM CORP CL A | 2,375 | 122,000 | 0.00% | ||
| 47 | ENERGEN CORP COM | 2,000 | 137,000 | 0.00% | ||
| 48 | MARRIOTT INTL INC NEW | 2,200 | 164,000 | 0.00% | ||
| 49 | EQT GP HLDGS LP | 5,000 | 170,000 | 0.00% | ||
| 50 | SYMANTEC CORP | 8,000 | 186,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001172661-15-001664, filed 2015.08.18).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
