| 1 |
CREDIT SUISSE AG/ |
365,925 |
4,720,000 |
28.11% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
332,657 |
4,291,000 |
25.55% |
|
|
| 3 |
BNP PARIBAS FINANCIAL MARKETS |
158,132 |
2,033,578 |
12.11% |
|
|
| 4 |
ICON ADVISERS INC/CO |
86,948 |
1,122,000 |
6.68% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
68,915 |
888,000 |
5.29% |
|
|
| 6 |
Weiss Asset Management LP |
62,594 |
805,000 |
4.79% |
|
|
| 7 |
Ancora Advisors LLC |
59,141 |
763,000 |
4.54% |
|
|
| 8 |
Jefferies Group LLC |
25,063 |
323,000 |
1.92% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
22,860 |
295,000 |
1.76% |
|
|
| 10 |
ROYAL BANK OF CANADA |
22,142 |
286,000 |
1.70% |
|
|
| 11 |
Yakira Capital Management, Inc. |
21,139 |
273,000 |
1.63% |
|
SH |
| 12 |
GOLDMAN SACHS GROUP INC |
16,109 |
208,000 |
1.24% |
|
|
| 13 |
UBS Group AG |
12,072 |
156,000 |
0.93% |
|
|
| 14 |
Radcliffe Capital Management, L.P. |
11,927 |
154,000 |
0.92% |
|
|
| 15 |
Commonwealth Equity Services, Inc |
10,882 |
140,000 |
0.83% |
|
|
| 16 |
TWO SIGMA ADVISERS, LP |
10,288 |
132,000 |
0.79% |
|
|
| 17 |
MORGAN STANLEY |
7,695 |
100,000 |
0.60% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
1,944 |
25,000 |
0.15% |
|
|
| 19 |
Edge Wealth Management LLC |
1,867 |
24,000 |
0.14% |
|
|
| 20 |
FIRST NEW YORK SECURITIES LLC /NY |
1,349 |
17,402 |
0.10% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
900 |
12,000 |
0.07% |
|
|
| 22 |
PineBridge Investments, L.P. |
604 |
8,000 |
0.05% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
308 |
4,000 |
0.02% |
|
|
| 24 |
CITIGROUP INC |
197 |
3,000 |
0.02% |
|
|
| 25 |
HIGHLAND CAPITAL MANAGEMENT LP |
268 |
3,000 |
0.02% |
|
|
| 26 |
ASSET PLANNING SERVICES, LTD. |
165 |
2,000 |
0.01% |
|
|
| 27 |
Financial Advantage, Inc. |
191 |
2,000 |
0.01% |
|
|
| 28 |
WEALTHFRONT CORP |
55 |
1,000 |
0.01% |
|
|
| 29 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 30 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 31 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
0 |
0.00% |
|
|
| 32 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
