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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $37,248,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 275,413 5,833,000 15.66%
2 Ancora Advisors LLC 255,400 5,409,000 14.52%
3 Advisors Asset Management, Inc. 197,152 4,176,000 11.21%
4 ROYAL BANK OF CANADA 163,890 3,471,000 9.32%
5 MORGAN STANLEY 133,470 2,827,000 7.59%
6 1607 Capital Partners, LLC 102,778 2,177,000 5.84%
7 GUGGENHEIM CAPITAL LLC 101,641 2,154,000 5.78%
8 Bulldog Investors, LLP 92,909 1,968,000 5.28%
9 SIT INVESTMENT ASSOCIATES INC 68,980 1,461,000 3.92%
10 MSI Financial Services Inc 51,554 1,092,000 2.93%
11 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 45,708 968,000 2.60%
12 OPPENHEIMER & CO INC 43,416 920,000 2.47%
13 RAYMOND JAMES & ASSOCIATES 43,185 915,000 2.46%
14 Thomas J. Herzfeld Advisors, Inc. 29,201 618,000 1.66%
15 DOLIVER ADVISORS, LP 28,040 594,000 1.59%
16 GEODE CAPITAL MANAGEMENT, LLC 23,676 501,000 1.35%
17 WELLS FARGO & COMPANY/MN 21,869 463,000 1.24%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,736 354,000 0.95%
19 Gramercy Funds Management LLC 15,791 334,000 0.90%
20 LPL Financial LLC 14,626 308,000 0.83%
21 Concert Wealth Management Inc. 10,242 218,000 0.59%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,916 189,000 0.51%
23 Lehman Financial Resources, Inc. 5,263 111,000 0.30%
24 PANAGORA ASSET MANAGEMENT INC 3,342 71,000 0.19%
25 WESTPORT RESOURCES MANAGEMENT INC 2,284 48,000 0.13%
26 SIGNATUREFD, LLC 1,611 34,000 0.09%
27 Ranger International Management, LP 626 13,000 0.03%
28 PNC FINANCIAL SERVICES GROUP, INC. 500 10,000 0.03%
29 BANK OF AMERICA CORP /DE/ 237 5,000 0.01%
30 Tower Research Capital LLC (TRC) 158 3,000 0.01%
31 HIGHLAND CAPITAL MANAGEMENT LP 125 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.