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STRATEGIC GLOBAL INCOME FD COM
STRATEGIC GLOBAL INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $44,631,017.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,805,349 14,930,000 33.45%
2 SIT INVESTMENT ASSOCIATES INC 889,879 7,359,000 16.49%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 613,123 5,071,000 11.36%
4 MORGAN STANLEY 592,575 4,901,000 10.98%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 531,762 4,398,000 9.85%
6 Invesco Ltd. 214,381 1,773,000 3.97%
7 Saba Capital Management, L.P. 187,535 1,551,000 3.48%
8 Diversified Investment Strategies, LLC 87,250 722,000 1.62%
9 MERIDIAN INVESTMENT COUNSEL INC. 74,750 618,000 1.38%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 59,665 493,000 1.10%
11 GUGGENHEIM CAPITAL LLC 52,399 434,000 0.97%
12 LPL Financial LLC 44,310 364,000 0.82%
13 Round Table Services, LLC 41,000 339,000 0.76%
14 PANAGORA ASSET MANAGEMENT INC 38,777 321,000 0.72%
15 DOLIVER ADVISORS, LP 33,315 276,000 0.62%
16 BANK OF AMERICA CORP /DE/ 21,961 182,000 0.41%
17 WEDBUSH SECURITIES INC 19,183 159,000 0.36%
18 BCWM, LLC 16,836 140,000 0.31%
19 Ancora Advisors LLC 13,884 115,000 0.26%
20 Investors Capital Advisory Services 13,680 113,000 0.25%
21 M&T BANK CORP 10,147 84,000 0.19%
22 Tower Research Capital LLC (TRC) 9,526 79,000 0.18%
23 PNC FINANCIAL SERVICES GROUP, INC. 7,800 65,000 0.15%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,450 54,000 0.12%
25 INTEGRATED WEALTH MANAGEMENT 2,640 22,000 0.05%
26 BANK OF MONTREAL /CAN/ 2,000 17,000 0.04%
27 Sandy Spring Bank 2,102 17,000 0.04%
28 ROYAL BANK OF CANADA 1,911 16,000 0.04%
29 KANALY TRUST CO 1,000 8,000 0.02%
30 GUPTA WEALTH MANAGEMENT LLC 856 7,000 0.02%
31 HIGHLAND CAPITAL MANAGEMENT LP 189 2,000 0.00%
32 BARCLAYS PLC 109 1,000 0.00%
33 AMERICAN INTERNATIONAL GROUP, INC. 2 17 0.00%
34 UBS Group AG 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.