| 1 |
Saba Capital Management, L.P. |
1,884,471 |
15,999,000 |
35.52% |
|
|
| 2 |
Bulldog Investors, LLP |
984,322 |
8,357,000 |
18.55% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
403,342 |
3,424,000 |
7.60% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
386,337 |
3,280,000 |
7.28% |
|
|
| 5 |
Invesco Ltd. |
277,041 |
2,352,000 |
5.22% |
|
|
| 6 |
SIT INVESTMENT ASSOCIATES INC |
259,405 |
2,202,000 |
4.89% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
257,808 |
2,189,000 |
4.86% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
202,487 |
1,719,000 |
3.82% |
|
|
| 9 |
CREDIT SUISSE AG/ |
114,370 |
971,000 |
2.16% |
|
|
| 10 |
MORGAN STANLEY |
110,363 |
937,000 |
2.08% |
|
|
| 11 |
CITIGROUP INC |
59,042 |
502,000 |
1.11% |
|
|
| 12 |
UBS Group AG |
47,670 |
405,000 |
0.90% |
|
|
| 13 |
DUNCKER STREETT & CO INC |
37,113 |
315,000 |
0.70% |
|
|
| 14 |
Cetera Advisors LLC |
32,854 |
278,000 |
0.62% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
32,329 |
274,000 |
0.61% |
|
|
| 16 |
PANAGORA ASSET MANAGEMENT INC |
32,108 |
273,000 |
0.61% |
|
|
| 17 |
GUGGENHEIM CAPITAL LLC |
30,673 |
260,000 |
0.58% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
25,314 |
215,000 |
0.48% |
|
|
| 19 |
WEDBUSH SECURITIES INC |
21,665 |
184,000 |
0.41% |
|
|
| 20 |
Round Table Services, LLC |
21,200 |
180,000 |
0.40% |
|
|
| 21 |
Janney Montgomery Scott LLC |
17,777 |
150,927 |
0.34% |
|
|
| 22 |
LPL Financial LLC |
16,428 |
141,000 |
0.31% |
|
|
| 23 |
ROYAL BANK OF CANADA |
13,074 |
111,000 |
0.25% |
|
|
| 24 |
Sigma Planning Corp |
11,225 |
95,000 |
0.21% |
|
|
| 25 |
Commonwealth Equity Services, Inc |
10,264 |
87,000 |
0.19% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
5,377 |
46,000 |
0.10% |
|
|
| 27 |
MSI Financial Services Inc |
4,586 |
39,000 |
0.09% |
|
|
| 28 |
COUNTRY TRUST BANK |
2,400 |
20,000 |
0.04% |
|
|
| 29 |
Winslow, Evans & Crocker, Inc. |
2,216 |
18,806 |
0.04% |
|
|
| 30 |
Advisors Asset Management, Inc. |
858 |
7,000 |
0.02% |
|
|
| 31 |
REILLY FINANCIAL ADVISORS, LLC |
700 |
6,000 |
0.01% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
458 |
3,888 |
0.01% |
|
|
| 33 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
222 |
2,000 |
0.00% |
|
|
| 34 |
BANK OF AMERICA CORP /DE/ |
159 |
1,000 |
0.00% |
|
|
| 35 |
HIGHLAND CAPITAL MANAGEMENT LP |
143 |
1,000 |
0.00% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
84 |
1,000 |
0.00% |
|
|
