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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 GAIN CAP HLDGS INC 2,500,000 2,303 0.01% PRN
102 PROOFPOINT INC SR CV BD 0.75 20 2,000,000 2,156 0.00% PRN
103 ISHARES TR 75,525 1,981 0.00% PRN
104 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,689 0.00% PRN
105 ISHARES TR 14,450 1,637 0.00% PRN
106 VANECK VECTORS ETF TR 63,550 1,578 0.00% PRN
107 TETRALOGIC PHARMACEUTICALS C 8,500,000 1,455 0.00% PRN
108 Nuveen Closed-End Funds/USA 57,100 813 0.00% PRN
109 VANGUARD BD INDEX FDS 9,135 770 0.00% PRN
110 EATON VANCE NEW YORK MUN BD 47,500 688 0.00% PRN
111 EATON VANCE N Y MUN BD FD II 48,600 688 0.00% PRN
112 BLACKROCK NY MUNI INC QLTY T 45,600 687 0.00% PRN
113 VANGUARD BD INDEX FDS 8,100 682 0.00% PRN
114 BLACKROCK NY MUNICIPAL BOND 42,600 682 0.00% PRN
115 NUVEEN AMT FREE MUN CR INC F 32,735 532 0.00% PRN
116 SPDR SERIES TRUST 16,680 513 0.00% PRN
117 SPDR SER TR 11,000 482 0.00% PRN
118 BLACKROCK MUNI N Y INTER DUR 28,900 461 0.00% PRN
119 NUVEEN AMT FREE QLTY MUN INC 27,200 408 0.00% PRN
120 NUVEEN PREMIER MUN INCOME FD COM 27,000 406 0.00% PRN
121 VANECK VECTORS ETF TR 13,700 404 0.00% PRN
122 ISHARES TR 3,300 385 0.00% PRN
123 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 8,000 251 0.00% PRN
124 MFS MULTIMARKET INCOME TR 40,370 244 0.00% PRN
125 BLACKROCK TAX MUNICPAL BD TR SHS 9,300 226 0.00% PRN
126 WALTER INVT MGMT CORP 400,000 160 0.00% PRN
127 ISHARES TR 1,265 146 0.00% PRN
128 ISHARES TRUST CMBS ETF 2,380 126 0.00% PRN
129 VANGUARD MUN BD FDS 1,900 100 0.00% PRN
130 SPDR SERIES TRUST 2,400 85 0.00% PRN
131 ISHARES TR 350 29 0.00% PRN
132 AON PLC 9,933,407 1,085,026 2.50%
133 ALPHABET INC 1,457,923 1,025,692 2.36%
134 P T TELEKOMUNIKASI INDONESIA 16,496,991 1,013,905 2.33%
135 BAIDU INC 5,777,211 954,106 2.19%
136 NETEASE INC 4,925,191 951,645 2.19%
137 ZOETIS INC 19,548,105 927,753 2.13%
138 CHINA MOBILE LIMITED 15,279,480 884,681 2.03%
139 CISCO SYS INC 30,075,725 862,872 1.98%
140 PROCTER AND GAMBLE CO 9,251,644 783,336 1.80%
141 PFIZER INC 20,455,872 720,251 1.66%
142 TAIWAN SEMICONDUCTOR MFG LTD 26,236,389 688,180 1.58%
143 TEVA PHARMACEUTICAL INDS LTD 13,655,552 685,918 1.58%
144 MOLSON COORS BREWING CO 6,709,223 678,503 1.56%
145 HONEYWELL INTL INC 5,568,315 647,706 1.49%
146 CSX CORP 24,587,731 641,248 1.47%
147 APPLE INC 6,446,030 616,240 1.42%
148 MICROSOFT CORP 11,762,868 601,905 1.38%
149 NORFOLK SOUTHERN CORP 6,334,747 539,277 1.24%
150 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
Page 3 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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