| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 3,284,445 | 19,871,000 | 14.54% | ||
| 2 | 1607 Capital Partners, LLC | 2,614,096 | 15,815,000 | 11.57% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,335,415 | 14,129,000 | 10.34% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,674,143 | 10,129,000 | 7.41% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,325,849 | 8,021,000 | 5.87% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,254,799 | 7,592,000 | 5.56% | ||
| 7 | MORGAN STANLEY | 1,123,164 | 6,795,000 | 4.97% | ||
| 8 | EATON VANCE MANAGEMENT | 1,093,200 | 6,614,000 | 4.84% | ||
| 9 | Invesco Ltd. | 915,758 | 5,540,000 | 4.05% | ||
| 10 | UBS Group AG | 798,862 | 4,833,000 | 3.54% | ||
| 11 | RELATIVE VALUE PARTNERS GROUP, LLC | 743,629 | 4,467,000 | 3.27% | ||
| 12 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 717,974 | 4,344,000 | 3.18% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 540,652 | 3,271,000 | 2.39% | ||
| 14 | Laurion Capital Management LP | 451,268 | 2,730,000 | 2.00% | ||
| 15 | HighTower Advisors, LLC | 348,416 | 2,108,000 | 1.54% | ||
| 16 | COHEN & STEERS, INC. | 331,581 | 2,006,000 | 1.47% | ||
| 17 | FIRST FOUNDATION ADVISORS | 304,550 | 1,843,000 | 1.35% | ||
| 18 | Sterneck Capital Management, LLC | 252,854 | 1,530,000 | 1.12% | ||
| 19 | Kingfisher Capital LLC | 206,357 | 1,248,000 | 0.91% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 199,530 | 1,207,000 | 0.88% | ||
| 21 | LPL Financial LLC | 179,375 | 1,085,000 | 0.79% | ||
| 22 | Curi Capital, LLC | 169,835 | 1,028,000 | 0.75% | ||
| 23 | BLACKROCK ADVISORS LLC | 126,569 | 766,000 | 0.56% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 113,915 | 689,000 | 0.50% | ||
| 25 | STIFEL FINANCIAL CORP | 111,997 | 678,000 | 0.50% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 108,643 | 657,000 | 0.48% | ||
| 27 | Ancora Advisors LLC | 100,000 | 605,000 | 0.44% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 98,176 | 594,000 | 0.43% | ||
| 29 | CITIGROUP INC | 88,807 | 537,000 | 0.39% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 85,191 | 515,000 | 0.38% | ||
| 31 | Point View Wealth Management, Inc. | 69,384 | 420,000 | 0.31% | ||
| 32 | NWAM LLC | 66,973 | 405,000 | 0.30% | ||
| 33 | WEDBUSH SECURITIES INC | 62,052 | 375,000 | 0.27% | ||
| 34 | Investors Capital Advisory Services | 61,667 | 373,000 | 0.27% | ||
| 35 | Janney Montgomery Scott LLC | 55,540 | 321,000 | 0.23% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 47,220 | 286,000 | 0.21% | ||
| 37 | Yellowstone Partners, LLC | 41,136 | 249,000 | 0.18% | ||
| 38 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 244,000 | 0.18% | PRN | |
| 39 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 231,442 | 0.17% | ||
| 40 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 37,500 | 227,000 | 0.17% | ||
| 41 | ROYAL BANK OF CANADA | 34,927 | 212,000 | 0.16% | ||
| 42 | MSI Financial Services Inc | 26,795 | 162,000 | 0.12% | ||
| 43 | Capital Investment Advisors, LLC | 26,670 | 161,000 | 0.12% | ||
| 44 | HOERTKORN RICHARD CHARLES | 24,000 | 145,000 | 0.11% | ||
| 45 | Virtu KCG Holdings LLC | 21,693 | 131,000 | 0.10% | ||
| 46 | Fiera Capital Corp | 20,445 | 124,000 | 0.09% | ||
| 47 | MOSAIC FAMILY WEALTH, LLC | 20,145 | 122,000 | 0.09% | ||
| 48 | PAYDEN & RYGEL | 20,000 | 121,000 | 0.09% | ||
| 49 | Bison Wealth, LLC | 20,052 | 120,000 | 0.09% | ||
| 50 | Commonwealth Equity Services, Inc | 16,007 | 97,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
