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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 9,933,407 1,085,026 2.50%
2 ALPHABET INC 1,457,923 1,025,692 2.36%
3 P T TELEKOMUNIKASI INDONESIA 16,496,991 1,013,905 2.33%
4 BAIDU INC 5,777,211 954,106 2.19%
5 NETEASE INC 4,925,191 951,645 2.19%
6 ZOETIS INC 19,548,105 927,753 2.13%
7 CHINA MOBILE LIMITED 15,279,480 884,681 2.03%
8 CISCO SYS INC 30,075,725 862,872 1.98%
9 PROCTER AND GAMBLE CO 9,251,644 783,336 1.80%
10 PFIZER INC 20,455,872 720,251 1.66%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,236,389 688,180 1.58%
12 TEVA PHARMACEUTICAL INDS LTD 13,655,552 685,918 1.58%
13 MOLSON COORS BREWING CO 6,709,223 678,503 1.56%
14 HONEYWELL INTL INC 5,568,315 647,706 1.49%
15 CSX CORP 24,587,731 641,248 1.47%
16 APPLE INC 6,446,030 616,240 1.42%
17 MICROSOFT CORP 11,762,868 601,905 1.38%
18 NORFOLK SOUTHERN CORP 6,334,747 539,277 1.24%
19 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
20 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
21 AMBEV SA 85,247,546 503,812 1.16%
22 MOBILE TELESYSTEMS PJSC 57,132,343 473,055 1.09%
23 UNION PAC CORP 5,253,360 458,355 1.05%
24 KELLOGG CO 5,571,764 454,934 1.05%
25 EBAY INC 19,121,735 447,639 1.03%
26 ALLERGAN PLC 1,923,267 444,447 1.02%
27 UNION PAC CORP 4,816,265 420,219 0.97%
28 VISA INC 5,263,100 390,364 0.90%
29 Philippine Long Dst Adrf 8,704,752 387,970 0.89%
30 MADISON SQUARE GARDEN CO NEW 2,195,324 378,715 0.87%
31 BANK AMER CORP 28,322,422 375,838 0.86%
32 YPF SOCIEDAD ANONIMA 18,754,113 360,078 0.83%
33 SKYWORKS SOLUTIONS INC 5,308,544 335,924 0.77%
34 COPART INC 6,821,823 334,337 0.77%
35 ALPHABET INC 482,749 334,110 0.77%
36 TYCO INTL PLC SHS 7,649,556 325,871 0.75%
37 SIGNET JEWELERS LIMITED 3,953,944 325,844 0.75%
38 INTERCONTINENTAL EXCHANGE IN 1,238,352 316,968 0.73%
39 UNITED TECHNOLOGIES CORP 3,053,527 313,139 0.72%
40 WELLS FARGO & CO NEW 6,597,323 312,251 0.72%
41 STRYKER CORP 2,568,807 307,820 0.71%
42 CVS HEALTH CORP 3,128,564 299,528 0.69%
43 LILLY ELI & CO 3,790,580 298,508 0.69%
44 DELPHI AUTOMOTIVE PLC 4,714,650 295,137 0.68%
45 JOHNSON & JOHNSON 2,416,450 293,115 0.67%
46 AT&T INC 6,738,814 291,184 0.67%
47 EATON CORP PLC 4,873,674 291,104 0.67%
48 AETNA INC NEW 2,284,297 278,981 0.64%
49 NXP SEMICONDUCTORS N V 3,548,333 277,976 0.64%
50 PG&E CORP 4,317,665 275,985 0.63%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
101 FOREST CITY ENTERPRISES INC 2,080,000 2,407 0.01% PRN
102 CURRENCYSHS BRIT POUND STER 17,900 2,329 0.00% PRN
103 GAIN CAP HLDGS INC 2,500,000 2,303 0.00% PRN
104 PROOFPOINT INC SR CV BD 0.75 20 2,000,000 2,156 0.00% PRN
105 ISHARES TR 75,525 1,981 0.00% PRN
106 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,689 0.00% PRN
107 ISHARES TR 14,450 1,637 0.00% PRN
108 VANECK VECTORS ETF TR 63,550 1,578 0.00% PRN
109 TETRALOGIC PHARMACEUTICALS C 8,500,000 1,455 0.00% PRN
110 Nuveen Closed-End Funds/USA 57,100 813 0.00% PRN
111 VANGUARD BD INDEX FDS 9,135 770 0.00% PRN
112 EATON VANCE N Y MUN BD FD II 48,600 688 0.00% PRN
113 EATON VANCE NEW YORK MUN BD 47,500 688 0.00% PRN
114 BLACKROCK NY MUNI INC QLTY T 45,600 687 0.00% PRN
115 VANGUARD BD INDEX FDS 8,100 682 0.00% PRN
116 BLACKROCK NY MUNICIPAL BOND 42,600 682 0.00% PRN
117 NUVEEN AMT FREE MUN CR INC F 32,735 532 0.00% PRN
118 SPDR SER TR 11,000 482 0.00% PRN
119 BLACKROCK MUNI N Y INTER DUR 28,900 461 0.00% PRN
120 NUVEEN AMT FREE QLTY MUN INC 27,200 408 0.00% PRN
121 NUVEEN PREMIER MUN INCOME FD COM 27,000 406 0.00% PRN
122 VANECK VECTORS ETF TR 13,700 404 0.00% PRN
123 ISHARES TR 3,300 385 0.00% PRN
124 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 8,000 251 0.00% PRN
125 MFS MULTIMARKET INCOME TR 40,370 244 0.00% PRN
126 BLACKROCK TAX MUNICPAL BD TR SHS 9,300 226 0.00% PRN
127 WALTER INVT MGMT CORP 400,000 160 0.00% PRN
128 ISHARES TR 1,265 146 0.00% PRN
129 ISHARES TRUST CMBS ETF 2,380 126 0.00% PRN
130 VANGUARD MUN BD FDS 1,900 100 0.00% PRN
131 SPDR SERIES TRUST 2,400 85 0.00% PRN
132 ISHARES TR 350 29 0.00% PRN
133 AON PLC 10,737,066 1,172,809 2.47%
134 ALPHABET INC 1,611,350 1,133,632 2.39%
135 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
136 NETEASE INC 5,364,231 1,036,476 2.19%
137 ZOETIS INC 21,379,150 1,014,654 2.14%
138 BAIDU INC 6,075,976 1,003,447 2.12%
139 CISCO SYS INC 32,971,452 945,950 2.00%
140 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
141 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
142 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
143 PFIZER INC 21,965,958 773,420 1.63%
144 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
145 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
146 HONEYWELL INTL INC 5,805,143 675,253 1.42%
147 APPLE INC 6,859,150 655,734 1.38%
148 CSX CORP 24,588,101 641,257 1.35%
149 MICROSOFT CORP 12,243,232 626,485 1.32%
150 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
Page 3 of 30