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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0000919574-14-004623) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ARCH COAL INC 1,057,710 3,861 0.41%
2 * SANDRIDGE ENERGY INC COM 15,989 114 0.01%
3 * SANDRIDGE ENERGY INC COM 27,661 198 0.02%
4 AAON INC 3,437 115 0.01%
5 AAON INC 5,930 199 0.02%
6 ACELRX PHARMACEUTICALS INC 118,390 1,213 0.13%
7 ACTUANT CORP 26,363 911 0.10%
8 ACTUANT CORP 17,350 600 0.06%
9 ADVANCED ENERGY INDS COM 4,779 92 0.01%
10 ADVANCED ENERGY INDS COM 48,221 928 0.10%
11 ADVANCED MICRO DEVICES INC 15,000 63 0.01% Put
12 ADVANCED PHOTONIX INC 114,500 70 0.01%
13 ADVANTAGE OIL & GAS LTD 24,101 162 0.02%
14 ADVANTAGE OIL & GAS LTD 41,611 280 0.03%
15 ADVENT CLAY CONV SEC INCORPORATED FD II 19,630 150 0.02%
16 ADVENT CLAYMORE ENH GRW & IN 14,200 146 0.02%
17 AEROPOSTALE INC N/C 8/16/17 00215Q103 20,000 70 0.01% Call
18 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 24,158 215 0.02%
19 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 14,002 125 0.01%
20 AGNICO EAGLE MINES LTD 32,911 1,260 0.13%
21 AGNICO EAGLE MINES LTD 54,141 2,074 0.22%
22 AGRIUM INC 14,660 1,343 0.14%
23 AGRIUM INC 970 89 0.01%
24 AIR T INC 26,154 340 0.04%
25 ALAMOS GOLD INC 43,787 444 0.05%
26 ALAMOS GOLD INC 38,234 388 0.04%
27 ALASKA COMMUNICATIONS SYS GR 190,157 342 0.04%
28 ALBEMARLE CORP 20,911 1,495 0.16%
29 ALBEMARLE CORP 3,299 236 0.03%
30 ALCO STORES INC 15,350 117 0.01%
31 ALEXION PHARMACEUTICALS INC 1,002 157 0.02%
32 ALEXION PHARMACEUTICALS INC 585 91 0.01%
33 ALLEGHENY TECHNOLOGIES INC 30,817 1,390 0.15%
34 ALLEGHENY TECHNOLOGIES INC 8,169 368 0.04%
35 ALLIANZGI EQUITY CONV INCO 16,690 337 0.04%
36 ALLIED HEALTHCARE PRODS INC 11,715 28 0.00%
37 ALPHA NATURAL RESOURCES 551,633 2,047 0.22%
38 ALPHA NATURAL RESOURCES 19,805 73 0.01%
39 ALPHATEC HOLDINGS INC 111,227 181 0.02%
40 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,438 115 0.01%
41 AMAG PHARMACEUTICALS INC 11,822 245 0.03%
42 AMBASSADORS GROUP INC 27,323 126 0.01%
43 AMERICAN AIRLS GROUP INC 23,842 1,024 0.11%
44 AMERICAN AIRLS GROUP INC 30,099 1,293 0.14%
45 AMERICAN EAGLE OUTFITTERS NE 4,201 47 0.00%
46 AMERICAN EAGLE OUTFITTERS NE 55,799 626 0.07%
47 AMERICAN EXPRESS CO 20,000 1,897 0.20%
48 AMERICAN INTL GROUP INC 27,939 1,525 0.16%
49 AMERICAN RAILCAR INDS INC 337 23 0.00%
50 AMERICAN RAILCAR INDS INC 5,363 363 0.04%
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