| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,352,865 | 13,935,000 | 42.59% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 406,531 | 4,187,000 | 12.80% | ||
| 3 | MORGAN STANLEY | 399,690 | 4,117,000 | 12.58% | ||
| 4 | DEUTSCHE BANK AG\ | 183,534 | 1,890,000 | 5.78% | ||
| 5 | Invesco Ltd. | 130,784 | 1,347,000 | 4.12% | ||
| 6 | Bulldog Investors, LLP | 102,797 | 1,059,000 | 3.24% | ||
| 7 | AQR CAPITAL MANAGEMENT LLC | 95,949 | 988,000 | 3.02% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 78,359 | 807,000 | 2.47% | ||
| 9 | SG Americas Securities, LLC | 69,780 | 719,000 | 2.20% | ||
| 10 | WELLS FARGO & COMPANY/MN | 51,894 | 534,000 | 1.63% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 49,842 | 513,000 | 1.57% | ||
| 12 | CORNERSTONE ADVISORS INC | 47,292 | 487,000 | 1.49% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 46,713 | 481,000 | 1.47% | ||
| 14 | Shaker Financial Services, LLC | 24,179 | 249,000 | 0.76% | ||
| 15 | TFS CAPITAL LLC | 19,101 | 197,000 | 0.60% | ||
| 16 | DOLIVER ADVISORS, LP | 16,560 | 171,000 | 0.52% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 15,993 | 165,000 | 0.50% | ||
| 18 | SHEPHERD KAPLAN KROCHUK, LLC | 14,200 | 146,000 | 0.45% | ||
| 19 | LPL Financial LLC | 13,113 | 135,000 | 0.41% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 12,500 | 126,000 | 0.39% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 12,100 | 124,630 | 0.38% | ||
| 22 | SUSQUEHANNA TRUST & INVESTMENT CO | 11,190 | 115,000 | 0.35% | ||
| 23 | AMERIPRISE FINANCIAL INC | 6,000 | 62,000 | 0.19% | ||
| 24 | CITIGROUP INC | 5,520 | 57,000 | 0.17% | ||
| 25 | ROYAL BANK OF CANADA | 4,792 | 49,000 | 0.15% | ||
| 26 | Hudock, Inc. | 3,244 | 33,000 | 0.10% | ||
| 27 | UBS AG | 1,324 | 14,000 | 0.04% | ||
| 28 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,000 | 10,000 | 0.03% | ||
| 29 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
