| 1 |
Advisors Asset Management, Inc. |
5,490,231 |
42,055,000 |
63.12% |
|
|
| 2 |
JPMORGAN CHASE & CO |
760,614 |
5,826,000 |
8.74% |
|
|
| 3 |
UBS AG |
383,455 |
2,937,000 |
4.41% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
334,508 |
2,562,000 |
3.85% |
|
|
| 5 |
AQR CAPITAL MANAGEMENT LLC |
267,007 |
2,045,000 |
3.07% |
|
|
| 6 |
LPL Financial LLC |
245,956 |
1,884,000 |
2.83% |
|
|
| 7 |
MORGAN STANLEY |
209,381 |
1,603,000 |
2.41% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
165,796 |
1,270,000 |
1.91% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
149,235 |
1,143,000 |
1.72% |
|
|
| 10 |
ROYAL BANK OF CANADA |
92,973 |
712,000 |
1.07% |
|
|
| 11 |
BNP PARIBAS FINANCIAL MARKETS |
91,118 |
697,964 |
1.05% |
|
|
| 12 |
Invesco Ltd. |
80,424 |
616,000 |
0.92% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
58,220 |
446,000 |
0.67% |
|
|
| 14 |
SG Americas Securities, LLC |
48,560 |
372,000 |
0.56% |
|
|
| 15 |
Karpus Management, Inc. |
45,900 |
352,000 |
0.53% |
|
|
| 16 |
Shaker Financial Services, LLC |
42,939 |
329,000 |
0.49% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
38,523 |
295,000 |
0.44% |
|
|
| 18 |
GUGGENHEIM CAPITAL LLC |
38,325 |
294,000 |
0.44% |
|
|
| 19 |
STEEL GROVE CAPITAL ADVISORS, LLC |
34,107 |
261,000 |
0.39% |
|
|
| 20 |
OPPENHEIMER & CO INC |
28,489 |
218,000 |
0.33% |
|
|
| 21 |
IFC Holdings Incorporated/FL |
25,500 |
196,000 |
0.29% |
|
|
| 22 |
SHEPHERD KAPLAN KROCHUK, LLC |
19,630 |
150,000 |
0.23% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,091 |
146,237 |
0.22% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
15,822 |
121,000 |
0.18% |
|
|
| 25 |
US BANCORP \DE\ |
9,400 |
72,000 |
0.11% |
|
|
| 26 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,842 |
14,000 |
0.02% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
600 |
5,000 |
0.01% |
|
|
| 28 |
Creative Planning |
332 |
3,000 |
0.00% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
418 |
3,000 |
0.00% |
|
|
| 30 |
MUFG Americas Holdings Corp |
139 |
1,000 |
0.00% |
|
|
| 31 |
CITIGROUP INC |
33 |
0 |
0.00% |
|
|
