| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,597,376 | 32,267,000 | 23.37% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 760,730 | 15,367,000 | 11.13% | ||
| 3 | MORGAN STANLEY | 624,735 | 12,620,000 | 9.14% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 557,420 | 11,259,000 | 8.16% | ||
| 5 | WELLS FARGO & COMPANY/MN | 507,530 | 10,252,000 | 7.43% | ||
| 6 | Karpus Management, Inc. | 458,827 | 9,268,000 | 6.71% | ||
| 7 | Invesco Ltd. | 372,041 | 7,515,000 | 5.44% | ||
| 8 | Relative Value Partners, LLC | 225,960 | 4,564,000 | 3.31% | ||
| 9 | UBS AG | 200,460 | 4,049,000 | 2.93% | ||
| 10 | Cetera Advisor Networks LLC | 121,022 | 2,447,000 | 1.77% | ||
| 11 | ROYAL BANK OF CANADA | 116,887 | 2,361,000 | 1.71% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 103,410 | 2,088,882 | 1.51% | ||
| 13 | LPL Financial LLC | 95,554 | 1,930,000 | 1.40% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 95,360 | 1,926,000 | 1.40% | ||
| 15 | OPPENHEIMER & CO INC | 85,334 | 1,723,000 | 1.25% | ||
| 16 | 1607 Capital Partners, LLC | 77,700 | 1,570,000 | 1.14% | ||
| 17 | SG Americas Securities, LLC | 75,380 | 1,523,000 | 1.10% | ||
| 18 | CORNERSTONE ADVISORS INC | 70,767 | 1,429,000 | 1.04% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 70,267 | 1,419,000 | 1.03% | ||
| 20 | Global Endowment Management, LP | 64,722 | 1,307,000 | 0.95% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 64,539 | 1,304,000 | 0.94% | ||
| 22 | DOLIVER ADVISORS, LP | 56,836 | 1,148,000 | 0.83% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 52,643 | 1,063,000 | 0.77% | ||
| 24 | TFS CAPITAL LLC | 50,342 | 1,017,000 | 0.74% | ||
| 25 | Shaker Financial Services, LLC | 49,540 | 1,001,000 | 0.73% | ||
| 26 | ROTHSCHILD INVESTMENT LLC /IL | 38,396 | 776,000 | 0.56% | ||
| 27 | Virtu KCG Holdings LLC | 33,816 | 683,000 | 0.49% | ||
| 28 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 26,530 | 536,000 | 0.39% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 22,623 | 457,000 | 0.33% | ||
| 30 | Concert Wealth Management Inc. | 22,789 | 450,000 | 0.33% | ||
| 31 | Robert W. Baird & Co. Inc | 21,971 | 444,000 | 0.32% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,770 | 420,000 | 0.30% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 16,690 | 337,000 | 0.24% | ||
| 34 | MSI Financial Services Inc | 14,580 | 295,000 | 0.21% | ||
| 35 | HOLLENCREST CAPITAL MANAGEMENT | 12,887 | 261,000 | 0.19% | ||
| 36 | CITIGROUP INC | 11,065 | 224,000 | 0.16% | ||
| 37 | Beacon Capital Management, Inc. | 10,200 | 206,000 | 0.15% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,710 | 136,000 | 0.10% | ||
| 39 | SIGNATUREFD, LLC | 3,627 | 73,000 | 0.05% | ||
| 40 | US BANCORP \DE\ | 3,145 | 64,000 | 0.05% | ||
| 41 | Creative Planning | 3,060 | 62,000 | 0.04% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 40,400 | 0.03% | ||
| 43 | DEUTSCHE BANK AG\ | 1,850 | 37,000 | 0.03% | ||
| 44 | B. Riley Wealth Management, Inc. | 1,850 | 37,000 | 0.03% | ||
| 45 | WFG Advisors, LP | 1,724 | 35,000 | 0.03% | ||
| 46 | D.A. DAVIDSON & CO. | 1,500 | 30,000 | 0.02% | ||
| 47 | Hoxton Financial, Inc. | 923 | 19,000 | 0.01% | ||
| 48 | BANK OF MONTREAL /CAN/ | 769 | 16,000 | 0.01% | ||
| 49 | WEALTHCARE CAPITAL MANAGEMENT LLC | 115 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
