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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0000919574-15-006268) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
301 TANDEM DIABETES CARE INC COM 22,227 241 0.05%
302 ROCK-TENN COMPANY 3,993 240 0.05%
303 ACTUANT CORP 10,270 237 0.04%
304 ZIMMER BIOMET HLDGS INC 2,172 237 0.04%
305 NOVARTIS A G 2,400 236 0.04%
306 IMAGE SENSING SYS INC 67,885 236 0.04%
307 SANOFI 4,750 235 0.04%
308 NEW YORK & CO INC 87,186 234 0.04%
309 Ashland Inc New 1,904 232 0.04%
310 MSA SAFETY INC 4,771 231 0.04%
311 WALKER & DUNLOP INC COM 8,579 229 0.04%
312 AMN HEALTHCARE SERVICES INC 7,250 229 0.04%
313 ZOGENIX INC 135,797 228 0.04%
314 TAHOE RES INC 18,745 227 0.04%
315 GABELLI HLTHCARE & WELLNESS 20,200 227 0.04%
316 BANCORP INC DEL COM 24,349 226 0.04%
317 WEYERHAEUSER CO 7,150 225 0.04%
318 WENDYS CO 19,858 224 0.04%
319 CONCERT PHARMACEUTICALS INCORPORATED 15,002 223 0.04%
320 EATON VANCE SR FLTNG RTE TR 16,210 223 0.04%
321 FUEL TECH INCORPORATED 101,500 222 0.04%
322 GLOBAL POWER EQUIPMENT GRP I 28,516 221 0.04%
323 TRISTATE CAP HLDGS INC COM 17,103 221 0.04%
324 AVG Technologies NV 8,072 220 0.04%
325 EXPRESS INC COM NEW 11,962 217 0.04%
326 COAST DISTR SYS 59,567 217 0.04%
327 SUCAMPO PHARMACEUTICALS INC 13,225 217 0.04%
328 OMNIVISION TECHS INC 8,264 216 0.04%
329 SANTANDER CONSUMER 8,461 216 0.04%
330 HOMESTREET INC COM 9,443 215 0.04%
331 GOLDMAN SACHS GROUP INC 1,023 214 0.04%
332 EXPEDIA INC DEL 1,949 213 0.04%
333 TELEPHONE DATA SYS INC 7,238 213 0.04%
334 CRACKER BARREL OLD CTRY STOR 1,420 212 0.04%
335 ALASKA COMMUNICATIONS SYS GR 88,323 212 0.04%
336 BOSTON SCIENTIFIC CORP 12,000 212 0.04%
337 COWEN GROUP INC NEW 32,997 211 0.04%
338 REGIONAL MGMT CORP 11,748 210 0.04%
339 BOYD GAMING CORP COM 13,979 209 0.04%
340 SOLARCITY CORP 3,900 209 0.04% Put
341 CHILDRENS PL INC 3,191 209 0.04%
342 NCI BUILDING SYS INC 13,865 209 0.04%
343 ACHILLION PHARMACEUTICALS IN 23,514 208 0.04%
344 WOLVERINE WORLD WIDE INC COM 7,312 208 0.04%
345 BED BATH & BEYOND INC 3,000 207 0.04%
346 LYONDELLBASELL INDUSTRIES N 2,003 207 0.04%
347 SILVER STD RES INC 32,960 207 0.04%
348 SMUCKER J M CO 1,900 206 0.04%
349 AXT INC COM 81,370 205 0.04%
350 SPDR S&P MIDCAP 400 ETF TR 750 205 0.04%
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