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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 94 Institutional holders with a total value of $196,874,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 1,949,877 25,212,000 12.81%
2 HEARTLAND ADVISORS INC 1,274,122 16,474,000 8.37%
3 SECOND CURVE CAPITAL LLC 1,118,997 14,469,000 7.35%
4 FSI GROUP, LLC 1,005,644 13,003,000 6.60%
5 BLACKROCK ADVISORS LLC 736,677 9,525,000 4.84%
6 ROYCE & ASSOCIATES LP 657,041 8,496,000 4.32%
7 Penn Capital Management Company, LLC 551,421 7,130,000 3.62%
8 VANGUARD GROUP INC 548,006 7,085,000 3.60%
9 BlackRock Fund Advisors 544,037 7,034,000 3.57%
10 Elizabeth Park Capital Advisors, Ltd. 524,046 6,775,000 3.44%
11 Brandywine Global Investment Management, LLC 453,821 5,869,000 2.98%
12 DEUTSCHE BANK AG\ 435,545 5,630,000 2.86%
13 PERRITT CAPITAL MANAGEMENT INC 425,250 5,498,000 2.79%
14 PUTNAM INVESTMENTS LLC 419,942 5,430,000 2.76%
15 KESTREL INVESTMENT MANAGEMENT CORP 333,500 4,312,000 2.19%
16 DIMENSIONAL FUND ADVISORS LP 301,417 3,897,000 1.98%
17 STATE STREET CORP 291,501 3,771,000 1.92%
18 Consector Capital, LP 287,187 3,713,000 1.89%
19 EMERALD ADVISERS, LLC 252,600 3,266,000 1.66%
20 JPMORGAN CHASE & CO 223,400 2,889,000 1.47%
21 NORTHERN TRUST CORP 212,667 2,750,000 1.40%
22 PNC FINANCIAL SERVICES GROUP, INC. 203,194 2,628,000 1.33%
23 BlackRock Institutional Trust Company, N.A. 193,664 2,504,000 1.27%
24 Nationwide Fund Advisors 153,409 1,984,000 1.01%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 114,568 1,481,000 0.75%
26 RUSSELL FRANK CO/ 114,187 1,476,000 0.75%
27 RENAISSANCE TECHNOLOGIES LLC 106,889 1,382,000 0.70%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 1,293,000 0.66%
29 CASTINE CAPITAL MANAGEMENT, LLC 98,090 1,269,000 0.64%
30 REINHART PARTNERS, LLC. 88,382 1,143,000 0.58%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,181 1,114,000 0.57%
32 BlackRock Investment Management, LLC 84,227 1,089,000 0.55%
33 Skylands Capital, LLC 84,000 1,086,000 0.55%
34 Bank of New York Mellon Corp 83,914 1,085,000 0.55%
35 Millrace Asset Group, Inc. 76,989 995,000 0.51%
36 STEPHENS INC /AR/ 66,952 866,000 0.44%
37 TWO SIGMA ADVISERS, LP 61,300 793,000 0.40%
38 GIRARD ADVISORY SERVICES, LLC 60,267 779,000 0.40%
39 GEODE CAPITAL MANAGEMENT, LLC 54,366 702,000 0.36%
40 STRS OHIO 53,600 693,000 0.35%
41 FRIESS ASSOCIATES LLC 49,200 636,000 0.32%
42 BOSTON ADVISORS LLC 48,570 628,000 0.32%
43 TWO SIGMA INVESTMENTS, LP 46,212 598,000 0.30%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,856 502,000 0.25%
45 TEACHERS ADVISORS, LLC 33,714 436,000 0.22%
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 419,000 0.21%
47 D. E. Shaw & Co., Inc. 31,571 408,000 0.21%
48 Lehman Financial Resources, Inc. 27,906 360,000 0.18%
49 RHUMBLINE ADVISERS 25,643 332,000 0.17%
50 S&T BANK/PA 25,000 323,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.