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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 8POINT3 ENERGY PARTNERS LP 115,921 1,832 0.46%
2 ABERCROMBIE & FITCH CO 13,294 237 0.06%
3 ACCO BRANDS CORPORATION COM 12,118 125 0.03%
4 ACELRX PHARMACEUTICALS INC 127,846 344 0.09%
5 ADAMAS PHARMACEUTICALS INC 12,221 185 0.05%
6 ADVENT CLAY CONV SEC INCORPORATED FD II 19,960 110 0.03%
7 AGNICO EAGLE MINES LTD 11,112 594 0.15%
8 AGRIUM INC 9,253 837 0.21%
9 AIR METHODS CORP 8,149 292 0.07%
10 AK STL HLDG CORP 29,702 138 0.03%
11 ALLIANZGI DIVIDEND INT PRM 38,360 473 0.12%
12 ALLIANZGI EQUITY CONV INCO 16,960 312 0.08%
13 ALPHA AND OMEGA SEMICONDUCTOR SHS 13,094 182 0.05%
14 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 146 0.04%
15 AMAG PHARMACEUTICALS INC 21,001 502 0.12%
16 AMCON DISTRG CO 2,279 204 0.05%
17 AMERICAN AIRLS GROUP INC 22,563 639 0.16%
18 AMERICAN AXLE & MFG HLDGS INC COM 22,167 321 0.08%
19 AMERICAN CAP LTD 22,849 362 0.09%
20 AMERICAN EAGLE OUTFITTERS NE 21,651 345 0.09%
21 AMERICAN EXPRESS CO 39,171 2,380 0.59%
22 AMERICAN INTL GROUP INC 25,971 1,374 0.34%
23 AMERICAN RAILCAR INDS INC 6,299 249 0.06%
24 AMGEN INC 3,287 500 0.12%
25 ANTERO RES CORP 356,736 9,268 2.30%
26 ANTHEM INC 8,507 1,117 0.28%
27 APPLE INC 3,014 288 0.07%
28 ARC DOCUMENT SOLUTIONS INC COM 21,500 84 0.02%
29 ARCELORMITTAL SA LUXEMBOURG 20,704 96 0.02%
30 ARI Network Services Inc 10,273 43 0.01%
31 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 16,900 74 0.02%
32 AT&T INC 10,577 457 0.11%
33 ATKORE INTL GROUP INC COM 23,000 368 0.09%
34 AUTONATION INC 5,520 259 0.06%
35 AVALON HOLDINGS CORP-A 52,406 122 0.03%
36 AVID TECHNOLOGY 57,000 331 0.08%
37 AVIS BUDGET GROUP 42,218 1,361 0.34%
38 BANK AMER CORP 12,323 164 0.04%
39 BANKRATE INC DEL COM 13,598 102 0.03%
40 BEASLEY BROADCAST GROUP INC 14,394 61 0.02%
41 BERKSHIRE HATHAWAY INC DEL 34,800 5,039 1.25% Call
42 BERKSHIRE HATHAWAY INC DEL 45,650 6,610 1.64%
43 BERRY PLASTICS GROUP INC 24,252 942 0.23%
44 BILL BARRETT CP 1,335,406 8,533 2.12%
45 BIODELIVERY SCIENCES INTL IN 799,572 1,887 0.47%
46 BIOGEN INC 5,900 1,427 0.35% Put
47 BLACKROCK CAP INVT CORP 36,232 282 0.07%
48 BLACKROCK ENHANCED EQT DIV T 75,190 593 0.15%
49 BLACKROCK FLOATING RATE INCO 11,130 146 0.04%
50 BLACKROCK GLOBAL OPP EQTY TR 45,180 535 0.13%
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