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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 Gastar Exploration, Ltd. 2,699,835 2,970 0.74%
2 BONANZA CREEK ENERGY INC 1,729,199 3,476 0.86%
3 CALLON PETE CO DEL 1,716,848 19,280 4.79%
4 SANCHEZ ENERGY CORP COM 1,612,690 11,386 2.83%
5 BILL BARRETT CP 1,335,406 8,533 2.12%
6 WPX ENERGY INC 1,055,619 9,828 2.44%
7 RESOLUTE ENERGY 995,479 2,957 0.73%
8 CALIFORNIA RES CORP 839,458 10,241 2.55%
9 BIODELIVERY SCIENCES INTL IN 799,572 1,887 0.47%
10 WILLIAMS CLAYTON ENERGY INC 790,324 21,702 5.39%
11 WHITING PETE CORP NEW 705,025 6,529 1.62%
12 Laredo Petroleum Inc 613,712 6,432 1.60%
13 ESCALON MEDICAL CORP 601,736 469 0.12%
14 TRIANGLE PETE CORP 537,658 154 0.04%
15 GULFPORT ENERGY CORP 528,800 16,530 4.11%
16 MAST THERAPEUTICS INC COM 449,084 211 0.05%
17 CABOT OIL & GAS CORP 420,916 10,834 2.69%
18 DOVER DOWNS GAMING & ENTMT I 361,511 383 0.10%
19 ANTERO RES CORP 356,736 9,268 2.30%
20 ENGLOBAL CORP 331,257 398 0.10%
21 HARTE-HANKS INC 322,150 512 0.13%
22 CARRIZO OIL & GAS INC 321,145 11,513 2.86%
23 CONTANGO OIL & GAS CO COM NEW 296,089 3,624 0.90%
24 CASCADIAN THERAPEUTICS INC 261,843 247 0.06%
25 ENERGEN CORP COM 243,836 11,755 2.92%
26 NEWFIELD EXPL CO 204,337 9,028 2.24%
27 OCEAN BIO CHEM INC 198,016 481 0.12%
28 SMTC CORP 196,093 296 0.07%
29 CARA THERAPEUTICS INC 188,974 909 0.23%
30 EQT CORP 155,831 12,066 3.00%
31 PIONEER NAT RES CO 145,419 21,989 5.47%
32 DHT HOLDINGS INC 140,000 704 0.17%
33 SYNERGY PHARMACEUTICALS DEL 135,065 513 0.13%
34 CIMAREX ENERGY 134,543 16,054 3.99%
35 ACELRX PHARMACEUTICALS INC 127,846 344 0.09%
36 SCHMITT INDS INC ORE 126,835 233 0.06%
37 TEL INSTR ELECTRS CORP 123,800 540 0.13%
38 LIBERTY ALL STAR EQUITY FD 117,820 591 0.15%
39 RSP PERMIAN INC COM 116,486 4,064 1.01%
40 MATEON THERAPEUTICS INC 116,250 81 0.02%
41 8POINT3 ENERGY PARTNERS LP 115,921 1,832 0.46%
42 ECLIPSE RES CORP COM 115,753 387 0.10%
43 FUEL TECH INC 115,154 170 0.04%
44 ELTEK LTD 104,034 112 0.03%
45 DYNASIL CORP AMER 103,475 137 0.03%
46 FLEX LTD 102,491 1,209 0.30%
47 RF INDS LTD 93,947 206 0.05%
48 WELLS FARGO INCOME OPPORTUNI 87,630 692 0.17%
49 ENDOLOGIX INC 85,287 1,063 0.26%
50 LUNA INNOVATIONS 83,200 103 0.03%
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