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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PEPSICO INC 11,973 1,302 0.27%
102 PENNEY J C INC 12,066 111 0.02%
103 PENN ENTERTAINMENT INC COM 23,523 319 0.07%
104 PDL BIOPHARMA INC 177,533 595 0.12%
105 PAYPAL HLDGS INC 7,539 309 0.06%
106 PATTERN ENERGY GROUP INC 68,528 1,541 0.32%
107 PARATEK PHARMACEUTICALS INC 29,334 382 0.08%
108 OWENS ILL INC 24,646 453 0.09%
109 OTELCO INC 75,400 323 0.07%
110 ORASURE TECHNOLOGIES INC 18,490 147 0.03%
111 OLIN CORP 22,230 456 0.09%
112 OFFICE DEPOT INC 81,000 289 0.06%
113 OCEAN BIO CHEM INC 217,516 613 0.13%
114 OASIS PETE INC NEW 17,119 196 0.04%
115 NUVEEN SR INCOME FD 44,050 288 0.06%
116 NUANCE COMMUNICATIONS INC 16,877 245 0.05%
117 NRG YIELD INC 15,096 256 0.05%
118 NRG YIELD INC 15,096 246 0.05%
119 NORTH AMERN ENERGY PARTNERS 46,554 116 0.02%
120 NOBLE ENERGY INC 42,993 1,537 0.32%
121 NL INDS INC COM NEW 29,163 115 0.02%
122 NEXTERA ENERGY PARTNERS LP 38,090 1,065 0.22%
123 NEWFIELD EXPL CO 176,621 7,676 1.60%
124 NEW YORK CMNTY BANCORP INC 36,896 525 0.11%
125 NEUROCRINE BIOSCIENCES INC 9,343 473 0.10%
126 NEUBERGER BERMAN HIGH YIELD 27,130 322 0.07%
127 NCI BUILDING SYS INC 107,440 1,568 0.33%
128 NAVIOS MARITIME ACQUIS CORP 66,500 90 0.02%
129 NATUZZI S P A 75,100 131 0.03%
130 NABORS INDUSTRIES LTD 12,571 153 0.03%
131 Mueller Industries Inc 64,800 234 0.05%
132 MYLAN N V 8,700 332 0.07%
133 MVC CAPITAL INC 11,201 93 0.02%
134 MULTI PACKAGING SOLUTION 29,681 428 0.09%
135 MTS SYS CORP 11,000 506 0.11%
136 MSA SAFETY INC 5,878 341 0.07%
137 MORGAN STANLEY EMER MKTS DEB 18,950 183 0.04%
138 MORGAN STANLEY 16,656 534 0.11%
139 MONEYGRAM INTL INC COM NEW 26,000 185 0.04%
140 MONDELEZ INTL INC 15,730 691 0.14%
141 MOHAWK INDS INC 2,542 509 0.11%
142 MITCHAM INDS 23,593 79 0.02%
143 MIDSOUTH BANCORP INC 11,517 120 0.02%
144 MICROSOFT CORP 12,406 715 0.15%
145 MFS MULTIMARKET INCOME TR 25,610 156 0.03%
146 METHANEX CORP 29,316 1,046 0.22%
147 MERCK & CO INC 13,908 868 0.18%
148 MEI PHARMA INC 20,000 34 0.01%
149 MEDNAX INC 9,245 612 0.13%
150 MCDERMOTT INTL INC 22,778 114 0.02%
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