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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 OWENS-ILLINOIS, INC. 24,646 453 0.09%
152 KLA-TENCOR CORP 6,418 447 0.09%
153 UNIVERSAL INS HLDGS INC 17,552 442 0.09%
154 WHITING PETE CORP NEW 50,000 437 0.09% Call
155 CASCADIAN THERAPEUTICS INC 261,843 429 0.09%
156 MULTI PACKAGING SOLUTION 29,681 428 0.09%
157 HILL ROM HLDGS INC 6,881 426 0.09%
158 ENGLOBAL CORP 279,957 423 0.09%
159 QUALITY SYS INC 37,400 423 0.09% Call
160 SYNOPSYS INC 10,846 417 0.09%
161 KAR AUCTION SVCS INC 9,646 416 0.09%
162 USG Corp 15,981 413 0.09%
163 TEL INSTR ELECTRS CORP 103,106 402 0.08%
164 INTEL CORP 10,304 389 0.08%
165 ESCALON MEDICAL CORP 571,057 383 0.08%
166 GENOMIC HEALTH INC COM 13,256 383 0.08%
167 PARATEK PHARMACEUTICALS INC 29,334 382 0.08%
168 HERBALIFE LTD 6,152 381 0.08%
169 GABELLI DIVID INCOME TR 19,770 380 0.08%
170 CUTERA INC COM 31,630 377 0.08%
171 HERTZ GLOBAL HLDGS INC 9,351 376 0.08%
172 BLACKSTONE GSO LNG SHRT CR I 24,120 375 0.08%
173 CELGENE CORP 3,582 374 0.08%
174 ISHARES RUSSELL 2000 GROWTH ETF 2,500 372 0.08% Put
175 RF INDS LTD 206,647 372 0.08%
176 DOVER DOWNS GAMING & ENTMT I 333,911 361 0.08%
177 FEDERATED HERMES INC CL B 12,092 358 0.07%
178 FORD MTR CO DEL 29,395 355 0.07%
179 FIDELITY NATIONAL FINANCIAL 9,600 354 0.07%
180 ECLIPSE RES CORP COM 107,701 354 0.07%
181 TORTOISE PIPELINE & ENERGY FD 16,520 350 0.07%
182 ATKORE INTL GROUP INC COM 18,487 346 0.07%
183 MSA SAFETY INC 5,878 341 0.07%
184 HARBORONE BANCORP INC 21,500 339 0.07%
185 Lazard Glb Total Return & Income 24,035 336 0.07%
186 MYLAN N V 8,700 332 0.07%
187 MATIV HOLDINGS INC COM 8,472 327 0.07%
188 QUALITY SYS INC 28,762 326 0.07%
189 OTELCO INC 75,400 323 0.07%
190 NEUBERGER BERMAN HIGH YIELD 27,130 322 0.07%
191 PENN ENTERTAINMENT INC COM 23,523 319 0.07%
192 CEDAR FAIR L P 5,551 318 0.07%
193 ALLIANZGI EQUITY CONV INCO 16,960 317 0.07%
194 TOWER INTL INC 13,129 316 0.07%
195 GENERAL MTRS CO 9,763 310 0.06%
196 PAYPAL HLDGS INC 7,539 309 0.06%
197 Corrections Cp Amer Ne 22,000 305 0.06% Call
198 VISTA OUTDOOR INC 7,600 303 0.06%
199 FMC 6,148 297 0.06%
200 YUME INC 74,277 295 0.06%
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