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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 WESTERN ASSET EMERGING MKTS 10,060 164 0.03%
252 TOR MINERALS INTL INC 30,866 163 0.03%
253 Global Eagle Entertainment Inc 19,500 162 0.03%
254 ARES DYNAMIC CR ALLOCATION F 10,800 160 0.03%
255 GLOBAL MED REIT INC 16,356 160 0.03%
256 FIRST TR HIGH INCOME L/S FD 10,120 158 0.03%
257 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 10,530 157 0.03%
258 MFS MULTIMARKET INCOME TR 25,610 156 0.03%
259 AVALON HOLDINGS CORP COM 52,406 155 0.03%
260 CONCURRENT COMPUTER CORP NEW COM PAR $.01 28,016 154 0.03%
261 BLACKROCK ENHANCED EQT DIV T 19,520 154 0.03%
262 NABORS INDUSTRIES LTD 12,571 153 0.03%
263 Echelon Corp 28,977 152 0.03%
264 DESTINATION MATERNITY CORP COM 20,827 148 0.03%
265 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 148 0.03%
266 PERFORMANT FINL CORP 49,971 147 0.03%
267 ORASURE TECHNOLOGIES INC 18,490 147 0.03%
268 Teekay Tankers Ltd. 57,500 145 0.03%
269 GALMED PHARMACEUTICALS LTD 31,990 142 0.03%
270 Approach Res Inc 41,800 141 0.03%
271 VISHAY INTERTECHNOLOGY INC 10,022 141 0.03%
272 ROYCE MICRO CAP TR INC 17,970 140 0.03%
273 AXT INC COM 27,002 140 0.03%
274 TCW STRATEGIC INCOME FD INC 26,080 138 0.03%
275 AK STL HLDG CORP 28,258 136 0.03%
276 SUPERVALU INC 27,300 136 0.03%
277 Dynasil Corp Amer 136,468 135 0.03%
278 SERVOTRONICS INC 11,660 131 0.03%
279 NATUZZI S P A 75,100 131 0.03%
280 TITAN INTL INC ILL COM 12,885 130 0.03%
281 BEASLEY BROADCAST GROUP INC 24,133 129 0.03%
282 TILLYS INC CL A 13,781 129 0.03%
283 TTM TECHNOLOGIES 11,151 128 0.03%
284 TRONOX LTD SHS CL A 13,551 127 0.03%
285 ACACIA RESH CORP 19,405 127 0.03%
286 SIFCO INDS INC 12,700 126 0.03%
287 LGL GROUP INC COM 29,227 125 0.03%
288 TRANSOCEAN LTD 11,684 125 0.03%
289 AMKOR TECHNOLOGY INC 12,879 125 0.03%
290 ENOVA INTL INC COM 12,786 124 0.03%
291 RYERSON HLDG CORP COM 10,935 123 0.03%
292 STMICROELECTRONICS N V 15,048 123 0.03%
293 BANKRATE INC DEL COM 14,257 121 0.03%
294 DENBURY RES INC COM NEW 37,580 121 0.03%
295 MIDSOUTH BANCORP INC 11,517 120 0.02%
296 BOULDER GROWTH & INCOME FUND COM 14,260 119 0.02%
297 EP Energy Corp 26,955 118 0.02%
298 ARCELORMITTAL SA LUXEMBOURG 19,362 117 0.02%
299 WESTMORELAND COAL CO COM 13,254 117 0.02%
300 ROCKY BRANDS INC 11,000 116 0.02%
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