| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,976,577 | 44,411,000 | 15.85% | ||
| 2 | JPMORGAN CHASE & CO | 2,322,524 | 34,652,000 | 12.37% | ||
| 3 | UBS Group AG | 1,479,070 | 22,068,000 | 7.88% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,374,529 | 20,508,000 | 7.32% | ||
| 5 | OAK HILL ADVISORS LP | 1,229,152 | 18,339,000 | 6.54% | ||
| 6 | BESSEMER GROUP INC | 1,157,931 | 17,276,000 | 6.17% | ||
| 7 | MORGAN STANLEY | 1,093,302 | 16,312,000 | 5.82% | ||
| 8 | WELLS FARGO & COMPANY/MN | 817,129 | 12,192,000 | 4.35% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 787,970 | 11,756,000 | 4.20% | ||
| 10 | CITIGROUP INC | 787,217 | 11,745,000 | 4.19% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 723,535 | 10,795,000 | 3.85% | ||
| 12 | Laurion Capital Management LP | 704,909 | 10,517,000 | 3.75% | ||
| 13 | Invesco Ltd. | 558,629 | 8,335,000 | 2.97% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 398,831 | 5,951,000 | 2.12% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 350,309 | 5,227,000 | 1.87% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 340,846 | 5,085,000 | 1.81% | ||
| 17 | Vident Investment Advisory, LLC | 219,264 | 3,271,000 | 1.17% | ||
| 18 | BANK OF MONTREAL /CAN/ | 207,000 | 3,088,000 | 1.10% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 178,408 | 2,662,000 | 0.95% | ||
| 20 | CREDIT SUISSE AG/ | 158,925 | 2,371,000 | 0.85% | ||
| 21 | AMERIPRISE FINANCIAL INC | 149,207 | 2,226,000 | 0.79% | ||
| 22 | ROYAL BANK OF CANADA | 94,750 | 1,413,000 | 0.50% | ||
| 23 | LPL Financial LLC | 81,497 | 1,215,000 | 0.43% | ||
| 24 | STIFEL FINANCIAL CORP | 69,277 | 1,036,000 | 0.37% | ||
| 25 | DEUTSCHE BANK AG\ | 55,900 | 834,000 | 0.30% | ||
| 26 | Apollo Management Holdings, L.P. | 47,155 | 704,000 | 0.25% | ||
| 27 | Shaker Financial Services, LLC | 44,622 | 666,000 | 0.24% | ||
| 28 | BB&T SECURITIES, LLC | 40,901 | 610,000 | 0.22% | ||
| 29 | Greenwich Wealth Management LLC | 40,553 | 605,000 | 0.22% | ||
| 30 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 597,000 | 0.21% | ||
| 31 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 39,211 | 586,000 | 0.21% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,299 | 467,000 | 0.17% | ||
| 33 | Aviance Capital Partners, LLC | 19,625 | 293,000 | 0.10% | ||
| 34 | WAYNE HUMMER INVESTMENTS L.L.C. | 19,636 | 293,000 | 0.10% | ||
| 35 | Capital Investment Advisors, LLC | 19,430 | 290,000 | 0.10% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,625 | 263,000 | 0.09% | ||
| 37 | CIDEL ASSET MANAGEMENT INC | 15,754 | 235,000 | 0.08% | ||
| 38 | PINNACLE FINANCIAL PARTNERS INC | 12,962 | 193,000 | 0.07% | ||
| 39 | Thomas J. Herzfeld Advisors, Inc. | 12,281 | 183,000 | 0.07% | ||
| 40 | ADVISOR GROUP, INC. | 12,030 | 180,000 | 0.06% | ||
| 41 | Concert Wealth Management Inc. | 11,519 | 172,000 | 0.06% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 10,530 | 157,000 | 0.06% | ||
| 43 | Horrell Capital Management, Inc. | 9,000 | 134,000 | 0.05% | ||
| 44 | MSI Financial Services Inc | 6,721 | 100,000 | 0.04% | ||
| 45 | Creative Planning | 5,239 | 78,000 | 0.03% | ||
| 46 | Blume Capital Management, Inc. | 3,200 | 48,000 | 0.02% | ||
| 47 | Lenox Wealth Advisors, LLC | 3,000 | 45,000 | 0.02% | ||
| 48 | PENSERRA CAPITAL MANAGEMENT LLC | 636 | 9,000 | 0.00% | ||
| 49 | NORTHERN TRUST CORP | 35,000 | 5,000 | 0.00% | ||
| 50 | BENJAMIN F. EDWARDS & COMPANY, INC. | 280 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
