Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 INTRICON CORP 33,104 192 0.04%
252 MONEYGRAM INTL INC COM NEW 26,000 185 0.04%
253 MORGAN STANLEY EMER MKTS DEB 18,950 183 0.04%
254 Inventure Foods Inc 19,000 179 0.04%
255 PETROQUEST ENERGY INC 51,561 178 0.04%
256 DAWSON GEOPHYSICAL CO NEW 23,155 177 0.04%
257 LIQUIDITY SERVICES INC 15,675 176 0.04%
258 Japan Smaller Capitalizationfd Inc Common 16,510 174 0.04%
259 FUEL TECH INC 122,654 172 0.04%
260 GEO GROUP NEW 7,000 166 0.03%
261 SIGMATRON INTL INC 30,493 166 0.03%
262 WESTERN ASSET EMERGING MKTS 10,060 164 0.03%
263 TOR MINERALS INTL INC 30,866 163 0.03%
264 GLOBAL EAGLE ENTMT INC 19,500 162 0.03%
265 GLOBAL MED REIT INC COM NEW 16,356 160 0.03%
266 ARES DYNAMIC CR ALLOCATION F 10,800 160 0.03%
267 FIRST TR HIGH INCOME L/S FD 10,120 158 0.03%
268 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 10,530 157 0.03%
269 MFS MULTIMARKET INCOME TR 25,610 156 0.03%
270 AVALON HOLDINGS CORP-A 52,406 155 0.03%
271 BLACKROCK ENHANCED EQT DIV T 19,520 154 0.03%
272 CONCURRENT COMPUTER CORP NEW COM PAR $.01 28,016 154 0.03%
273 NABORS INDUSTRIES LTD 12,571 153 0.03%
274 Echelon Corp 28,977 152 0.03%
275 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 148 0.03%
276 DESTINATION MATERNITY CORP 20,827 148 0.03%
277 ORASURE TECHNOLOGIES INC 18,490 147 0.03%
278 PERFORMANT FINL CORP 49,971 147 0.03%
279 Teekay Tankers LTD 57,500 145 0.03%
280 GALMED PHARMACEUTICALS LTD 31,990 142 0.03%
281 APPROACH RESOURCES INC 41,800 141 0.03%
282 VISHAY INTERTECHNOLOGY INC 10,022 141 0.03%
283 AXT INC 27,002 140 0.03%
284 ROYCE MICRO CAP TR INC 17,970 140 0.03%
285 TCW STRATEGIC INCOME FD INC 26,080 138 0.03%
286 SUPERVALU INC 27,300 136 0.03%
287 AK STL HLDG CORP 28,258 136 0.03%
288 BUILD A BEAR WORKSHOP COM 13,000 135 0.03% Call
289 DYNASIL CORP AMER 136,468 135 0.03%
290 NATUZZI S P A 75,100 131 0.03%
291 SERVOTRONICS INC 11,660 131 0.03%
292 TITAN INTL INC ILL COM 12,885 130 0.03%
293 BEASLEY BROADCAST GROUP INC 24,133 129 0.03%
294 TILLYS INC CL A 13,781 129 0.03%
295 TTM TECHNOLOGIES 11,151 128 0.03%
296 TRONOX LTD SHS CL A 13,551 127 0.03%
297 ACACIA RESH CORP ACACIA TCH COM 19,405 127 0.03%
298 SIFCO INDS INC 12,700 126 0.03%
299 AMKOR TECHNOLOGY INC 12,879 125 0.03%
300 TRANSOCEAN LTD 11,684 125 0.03%
Page 6 of 8