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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 MAG SILVER CORP 13,168 199 0.04%
252 INVESCO DYNAMIC CR OPPORTUNI 16,850 198 0.04%
253 ALASKA COMMUNICATIONS SYS GR 114,878 198 0.04%
254 INSIGNIA SYS INC 82,898 197 0.04%
255 OASIS PETE INC NEW 17,119 196 0.04%
256 MAGNACHIP SEMICONDUCTOR CORP 23,395 195 0.04%
257 INTRICON CORP 33,104 192 0.04%
258 MONEYGRAM INTL INC COM NEW 26,000 185 0.04%
259 MORGAN STANLEY EMER MKTS DEB 18,950 183 0.04%
260 INVENTURE FOODS INC 19,000 179 0.04%
261 PETROQUEST ENERGY INC 51,561 178 0.04%
262 DAWSON GEOPHYSICAL CO NEW 23,155 177 0.04%
263 LIQUIDITY SERVICES INC 15,675 176 0.04%
264 JAPAN SMALLER CAPTLZTN FD IN 16,510 174 0.04%
265 FUEL TECH INCORPORATED 122,654 172 0.04%
266 SIGMATRON INTL INC 30,493 166 0.03%
267 GEO GROUP INC(THE) COM USD0.01 7,000 166 0.03%
268 WESTERN ASSET EMERGING MKTS 10,060 164 0.03%
269 TOR MINERALS INTL INC 30,866 163 0.03%
270 Global Eagle Entertainment Inc 19,500 162 0.03%
271 GLOBAL MED REIT INC 16,356 160 0.03%
272 ARES DYNAMIC CR ALLOCATION F 10,800 160 0.03%
273 FIRST TR HIGH INCOME L/S FD 10,120 158 0.03%
274 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 10,530 157 0.03%
275 MFS MULTIMARKET INCOME TR 25,610 156 0.03%
276 AVALON HOLDINGS CORP COM 52,406 155 0.03%
277 BLACKROCK ENHANCED EQT DIV T 19,520 154 0.03%
278 CONCURRENT COMPUTER CORP NEW COM PAR $.01 28,016 154 0.03%
279 NABORS INDUSTRIES LTD 12,571 153 0.03%
280 Echelon Corp 28,977 152 0.03%
281 DESTINATION MATERNITY CORP COM 20,827 148 0.03%
282 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 148 0.03%
283 PERFORMANT FINL CORP 49,971 147 0.03%
284 ORASURE TECHNOLOGIES INC 18,490 147 0.03%
285 Teekay Tankers Ltd. 57,500 145 0.03%
286 GALMED PHARMACEUTICALS LTD 31,990 142 0.03%
287 VISHAY INTERTECHNOLOGY INC 10,022 141 0.03%
288 Approach Res Inc 41,800 141 0.03%
289 ROYCE MICRO CAP TR INC 17,970 140 0.03%
290 AXT INC COM 27,002 140 0.03%
291 TCW STRATEGIC INCOME FD INC 26,080 138 0.03%
292 SUPERVALU INC 27,300 136 0.03%
293 AK STL HLDG CORP 28,258 136 0.03%
294 Dynasil Corp Amer 136,468 135 0.03%
295 NATUZZI S P A 75,100 131 0.03%
296 SERVOTRONICS INC 11,660 131 0.03%
297 TITAN INTL INC ILL COM 12,885 130 0.03%
298 TILLYS INC CL A 13,781 129 0.03%
299 BEASLEY BROADCAST GROUP INC 24,133 129 0.03%
300 TTM TECHNOLOGIES 11,151 128 0.03%
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