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Institutional Investment Manager
MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC (CIK: 0001273087) incorporated in Delaware, located at 399 Park Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,231 holdings with a total value of $59,636,558,000.
#
Name
Shares
Value ($)
%
Options
Notes
3201 ATHERSYS INC NEW 16,151 34,000 0.00%
3202 Pieris Pharmaceuticals 18,205 33,000 0.00%
3203 CHESAPEAKE GRANITE WASH TR COM 15,462 32,000 0.00%
3204 W T OFFSHORE INC 18,355 32,000 0.00%
3205 HARVEST NATURAL RESOURCES IN 40,214 32,000 0.00%
3206 ARCA BIOPHARMA INCORPORATED COM PAR .001 10,663 30,000 0.00%
3207 PROVECTUS BIOPHARMACEUTICALS 500,000 26,000 0.00%
3208 SANDRIDGE MISSISSIPPIAN TR I 17,334 24,000 0.00%
3209 HOVNANIAN ENTERPRISES INC 14,160 24,000 0.00%
3210 LRAD CORP 12,033 23,000 0.00%
3211 BROADWAY FINL CORP DEL 12,342 22,000 0.00%
3212 22ND CENTY GROUP INC 14,873 22,000 0.00%
3213 VERMILLION INC 16,031 21,000 0.00%
3214 ONCOBIOLOGICS INC - WARRANT A 43,525 21,000 0.00%
3215 ArQule Inc 11,820 21,000 0.00%
3216 FUSION TELECOMM INTL INC 11,560 19,000 0.00%
3217 TOKAI PHARMACEUTICALS INC COM 12,703 19,000 0.00%
3218 FULL HOUSE RESORTS INC 10,041 18,000 0.00%
3219 VERTEX ENERGY INC 14,573 17,000 0.00%
3220 GTX INC 22,174 17,000 0.00%
3221 OPGEN INC 76,821 15,000 0.00%
3222 MANNKIND CORP. 23,393 15,000 0.00%
3223 AVEO PHARMACEUTICALS INC 14,804 13,000 0.00%
3224 GIGA TRONICS INC 13,012 12,000 0.00%
3225 AMERICAN DG ENERGY INC 37,375 10,000 0.00%
3226 CUMULUS MEDIA INC 31,396 10,000 0.00%
3227 CHANTICLEER HLDGS INC WT EXP 061117 222,222 8,000 0.00%
3228 GALENA BIOPHARMA INC 22,500 8,000 0.00%
3229 GLOWPOINT INC 17,038 5,000 0.00%
3230 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 150,000 2,000 0.00%
3231 UNITED DEV FDG IV COM 72,235 0 0.00%
Page 65 of 65

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-16-000036, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.