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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6051 BALLY TECHNOLOGIES 300 24 0.00%
6052 EVINE LIVE INC 4,643 24 0.00%
6053 CORESITE RLTY CORP 737 24 0.00%
6054 AGENUS INC 7,752 24 0.00%
6055 AGREE RLTY CORP COM 879 24 0.00%
6056 PANERA BREAD CO 150 24 0.00%
6057 BLACKROCK UTILITIES INFRSTRC 1,176 24 0.00%
6058 LATTICE SEMICONDUCTOR CORP 3,219 24 0.00%
6059 ALLIED NEVADA GOLD UTIL 7,312 24 0.00%
6060 VISHAY PRECISION GROUP INC 1,624 24 0.00%
6061 CYPRESS SEMICONDUCTOR CORP 2,413 24 0.00%
6062 VITESSE SEMICONDUCTOR CORP 6,585 24 0.00%
6063 HARMONIC INC 3,764 24 0.00%
6064 LEXICON PHARMACEUTICALS INC COM NEW 17,278 24 0.00%
6065 CIENA CORP 1,444 24 0.00%
6066 Portfolio Recovery Ass 453 24 0.00%
6067 SOCIEDAD QUIMICA Y MINERA DE 920 24 0.00%
6068 INTER PARFUMS INC COM 876 24 0.00%
6069 HNI Corp 674 24 0.00%
6070 QTS Realty Trust Inc 793 24 0.00%
6071 BANCO SANTANDER CHILE NEW 1,080 24 0.00%
6072 PUMA BIOTECHNOLOGY 100 24 0.00%
6073 AXCELIS TECHNOLOGIES INC 12,132 24 0.00%
6074 PAYLOCITY HOLDING CORPORATION COM 1,166 23 0.00%
6075 SILVER SPRING NETWORKS INC COM 2,427 23 0.00%
6076 REPLIGEN CORP COM 1,145 23 0.00%
6077 LAKELAND BANCORP INC COM 2,363 23 0.00%
6078 CORNERSTONE ONDEMAND INC 674 23 0.00%
6079 INOVIO PHARMACEUTICALS INC 2,347 23 0.00%
6080 MANNKIND CORP. 3,816 23 0.00%
6081 OPHTHOTECH CORP 589 23 0.00%
6082 UNITED MICROELECTRONICS CORP 11,452 23 0.00%
6083 WCI COMMUNITIES ORD 1,238 23 0.00%
6084 MAXIMUS INC 576 23 0.00%
6085 SUSQUEHANNA BANCSHARES INC 2,293 23 0.00%
6086 TAL INTL GROUP INC 564 23 0.00%
6087 NCI BUILDING SYS INC 1,201 23 0.00%
6088 NEKTAR THERAPEUTICS COM 1,873 23 0.00%
6089 ZIX CORP COM 6,855 23 0.00%
6090 BIOTIME INC 7,193 23 0.00%
6091 IRONWOOD PHARMACEUTICALS INC 1,769 23 0.00%
6092 ROVI CORP COM EXCHANGEDFOR CU 1,145 23 0.00%
6093 LIONBRIDGE TECHNOLOGIES ORD 5,113 23 0.00%
6094 Trico Bancshs Chico 1,027 23 0.00%
6095 ENEL GENERACION CHILE S A 534 23 0.00%
6096 LATAM AIRLS GROUP S A 2,012 23 0.00%
6097 BRASKEM S A SP ADR PFD A 1,776 23 0.00%
6098 SILICONWARE PRECISION INDS L 3,384 23 0.00%
6099 CAMPUS CREST CMNTYS INC 3,546 23 0.00%
6100 CAPITAL SR LIVING CORP 1,022 22 0.00%
Page 122 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%