Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1301 ANADARKO PETR 63,172 6,408 0.02%
1302 ENANTA PHARMACEUTICALS INC 161,706 6,399 0.02%
1303 SOCIEDAD QUIMICA Y MINERA DE 244,714 6,397 0.02%
1304 ACCENTURE PLC IRELAND 78,632 6,393 0.02%
1305 GLOBAL PMTS INC 91,281 6,379 0.02%
1306 MARRIOTT INTL INC NEW 90,763 6,345 0.02%
1307 GENERAL ELECTRIC CO 247,409 6,339 0.02%
1308 INVESCO MUNI INCOME OPP TRST 928,654 6,305 0.02%
1309 ISHARES TR 55,832 6,302 0.02%
1310 MEMORIAL PRODTN PARTNERS LP 286,355 6,301 0.02%
1311 SUNCOR ENERGY INC NEW 173,701 6,279 0.02%
1312 FTD GROUP INC 184,091 6,279 0.02%
1313 Advent Software Inc. 198,572 6,267 0.02%
1314 ISHARES NASDAQ BIOTECHNOLOGY ETF 10,643 6,263 0.02%
1315 SANMINA CORPORATION COM 299,916 6,256 0.02%
1316 FASTENAL CO 139,062 6,244 0.02%
1317 TJX COS INC NEW 105,359 6,234 0.02%
1318 ENTERGY CORP NEW 80,527 6,227 0.02%
1319 UTI WORLDWIDE INC 584,560 6,214 0.01%
1320 XCEL ENERGY INC 204,125 6,202 0.01%
1321 NUVEEN CALIFORNIA AMT QLT MU 445,744 6,200 0.01%
1322 SILVER BAY RLTY TR CORP 381,892 6,191 0.01%
1323 CARDINAL HEALTH INC 82,596 6,189 0.01%
1324 GENERAL ELECTRIC CO 240,194 6,153 0.01%
1325 PROTECTIVE LIFE CO 88,268 6,127 0.01%
1326 Philippine Long Dst Adrf 88,776 6,125 0.01%
1327 VIRTUS GLOBAL MULTI-SEC INC 358,519 6,120 0.01%
1328 Breitburn Energy Partners LP 300,963 6,118 0.01%
1329 AERCAP HOLDINGS NV 149,536 6,117 0.01%
1330 ISHARES TR 54,513 6,109 0.01%
1331 HOLLYFRONTIER CORP 139,779 6,106 0.01%
1332 GENERAL MLS INC 120,564 6,083 0.01%
1333 CLOUGH GLOBAL EQUITY FD 423,874 6,075 0.01%
1334 UNITED CONTL HLDGS INC 129,840 6,075 0.01%
1335 BLACKROCK MUNIHOLDINGS QUALI 377,171 6,073 0.01%
1336 DOW 30 ENHANCED PREMIUM & IN 455,217 6,073 0.01%
1337 GULFPORT ENERGY CORP 113,709 6,072 0.01%
1338 DOMINION ENERGY INC 87,863 6,070 0.01%
1339 ENERPLUS CORP 318,669 6,045 0.01%
1340 BROADRIDGE FINL SOLUTIONS IN 145,191 6,044 0.01%
1341 WHIRLPOOL CORP 41,498 6,044 0.01%
1342 PIMCO INCOME OPPORTUNITY FD 219,106 6,041 0.01%
1343 PRAXAIR INC 46,790 6,036 0.01%
1344 SANDISK CORP 61,546 6,029 0.01%
1345 Nuveen Closed-End Funds/USA 470,659 6,025 0.01%
1346 CHEVRON CORP NEW 50,469 6,022 0.01%
1347 METLIFE INC 112,069 6,020 0.01%
1348 MONSANTO CO NEW 53,491 6,019 0.01%
1349 GREEN PLAINS INC COM 160,746 6,010 0.01%
1350 TJX COS INC NEW 101,083 5,981 0.01%
Page 27 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%